Showing posts sorted by relevance for query judges appointed by Trump fraud. Sort by date Show all posts
Showing posts sorted by relevance for query judges appointed by Trump fraud. Sort by date Show all posts

Sunday, December 13, 2020

Trump Was Defeated by the Constitutionalism of Trump's Judges

"There is an extraordinary case."

That is how U.S. District Judge Brett Ludwig began and ended his decision in the case of Donald Trump v. The Wisconsin Elections Commission, et al. in the U.S. District Court for the Eastern District of Wisconsin.  At a hearing for the Trump suit last week, Judge Ludwig used the word "bizarre":  "the request to remand this case to the Legislature almost strikes me as bizarre."

Yesterday, Judge Ludwig ordered Trump's complaint to be "dismissed with prejudice," adding to Trump's long list of losing lawsuits.  What is remarkable about many of these cases is how often the judges ruling against Trump were appointed by Trump.  Judge Ludwig was confirmed by the Senate (in a 91-5 vote) only three months ago--on September 9.  I have written about the lawsuit in Pennsylvania and the opinion written by Judge Stephanos Bibas for the U.S. Court of Appeals for the Third Circuit.  Bibas was one of Trump's first judicial appointments, and yet he ruled against Trump in this case, using strong language in dismissing the suit as without merit.  Similarly, the refusal of the U.S. Supreme Court to take up a Trump lawsuit sent to them by the Attorney General of Texas was supported by all three of Trump's appointees--Neil Gorsuch, Brett Kavanaugh, and Amy Coney Barrett.  

Senator Dick Durbin of Illinois attacked Barrett during her confirmation because she was "being sent on assignment to the Supreme Court by President Trump" in order to "be there if the president needs her on an election contest."  If that was Trump's expectation, he failed because Barrett and the other judges he has appointed do not regard themselves as "his" judges who must serve his interests.

Without understanding fully what he was doing, Trump has picked his judges from lists given to him by The Federalist Society.  This is a group of conservative lawyers who want federal judges to be constitutionalists who will follow the original meaning of the law and thus enforce the rule of law without partisan political bias.  Trump did not understand that this meant that they would exercise impartial legal judgment without the personal loyalty to him that he demands from everyone he appoints.

When Senator Ron Johnson of Wisconsin supported the confirmation of Judge Ludwig, he said: "Judges, like Judge Ludwig, who are committed to applying the law as written and not acting like superlegislators from the bench are critical in upholding our system of checks and balances."  And, indeed, Ludwig has shown that he is willing to check the demands of the president who appointed him and thus vindicate the constitutional principle of separation of powers.

In 2016, Trump won Wisconsin by a narrow margin of about 22,700 votes.  This year, Biden won the state by a similarly slim margin of over 20,600 votes.  Trump's lawsuit in Wisconsin was based on the claim that this election was unconstitutional because it violated the clause in the Constitution declaring that "Each State shall appoint, in such Manner as the Legislature thereof may direct" the presidential electors for that state (Article II, section 1).  Trump's complaint quotes language in Chief Justice Rehnquist's concurring opinion in Bush v. Gore (2000) stating that "a significant departure from the legislative scheme for appointing Presidential electors presents a federal constitutional question."  

The argument is that the Wisconsin Elections Commission (WEC) did depart from the election laws enacted by the Wisconsin legislature.  The WEC did this in three ways.  It directed election clerks to "do all that they can reasonably do to obtain any missing part of the witness address" on an absentee ballot.  It allowed for a broad interpretation of what counted as "indefinitely confined status" in the COVID-19 pandemic for voters requesting absentee ballots.  And it allowed setting up many absentee ballot drop boxes.  These rules allowed for a huge increase in the number of mail-in ballots, and one can assume that many of those ballots were votes for Biden, which accounted for Trump's narrow loss in Wisconsin.  Trump's complaint asked that Judge Ludwig throw out the voting results and then ask the Republican-controlled Wisconsin Legislature to appoint their own slate of presidential electors.

These same arguments were made by Texas Attorney General Ken Paxton in his lawsuit filed with the U.S. Supreme Court.  Although the Court refused to rule on the case because they decided that Texas had no constitutional standing to sue, we can imagine that if they had ruled, they might have agreed with Judge Ludwig.  Moreover, in both cases, Trump's lawyers did not provide any evidence that anyone committed voter fraud.  Amazingly, John C. Eastman, a lawyer affiliated with the Claremont Institute, who wrote Trump's Bill of Complaint in Intervention for the Texas lawsuit, wrote: "It is not necessary for the Plaintiff in Intervention to prove that fraud occurred" (p. 13).

Judge Ludwig decided that Trump's lawyers had not shown a "significant departure" by WEC from the rules set down by the Legislature, because the WEC was explicitly given a broad discretion in clarifying the statutory rules for conducting the election.  

Ludwig declared: "Plaintiff's Electors Clause claims fail as a matter of law and fact."  He concluded:

"This is an extraordinary case.  A sitting president who did not prevail in his bid for reelection has asked for federal court help in setting aside the popular vote based on disputed issues of election administration, issues he plainly could have raised before the vote occurred.  This Court has allowed plaintiff the chance to make his case, and he has lost on the merits.  In his reply brief, plaintiff 'asks that the Rule of Law be followed.'  It has been."

Thus, Trump was defeated because his own judges are devoted to the constitutional rule of law. 


ADDENDUM (DECEMBER 20)

A few hours after I originally wrote this post, the Wisconsin Supreme Court ruled against a Trump lawsuit making almost exactly the same arguments made in the case before Judge Ludwig.  This was a 4-3 decision in which Judge Brian Hagedorn cast the deciding vote and wrote the opinion for the majority.  

This is remarkable because Hagedorn was elected to the Supreme Court in 2019 for a 10-year term in a fiercely partisan election, in which Hagedorn was supported by conservative Republicans.  Hagedorn had been chief legal counsel for Republican Governor Scott Walker.  He is a member of the Federalist Society.  In 2016, he founded a private school that forbids same-sex relationships among its employees and students.  So when he won election to the Court by a narrow margin, many people assumed that his decisions would favor the partisan political positions of conservative Republicans.  Since he is one of the 4 justices on the Court identified as conservative Republicans, the Trump lawyers thought this was their last best hope to finally win a court decision to overturn the election of Joe Biden.

Contrary to this expectation, Judge Hagedorn voted with the 3 justices identified as liberal Democrats.  The other three 3 justices identified as Republicans wrote scathing dissenting opinions with personal attacks on Judge Hagedorn.  Many Republicans in Wisconsin and across the country have denounced him as a traitor.  Some have said that he should be tried before a military tribunal once Trump declares martial law.

The New York Times has just published an interview with Judge Hagedorn.  He was asked: "What is your response to Wisconsinites who supported you when you ran for the court and now are deeply unhappy with some of the decisions you've made?"  He answered:

"When I ran, I was pretty consistent that I believe deeply that law and politics are not the same thing.  Most of us probably have some hope that our preferred candidate or our preferred policies, that the law runs in the same direction, but that isn't always the case.  And I said I was going to be a textualist and an originalist.  I believe very deeply in those things."

"And I think my decisions have reflected that.  And I made clear even when I was running that I would make decisions that I'm sure some folks, certainly conservatives, may not like from a policy outcome and that when I do, I was just following the law.  People should know that."

When he was asked whether he had voted for President Trump, he refused to answer.  "Why not?" was the next question.  He answered:

"Number 1, who I voted for didn't impact my decision and wouldn't impact my decision.  Number 2,  I don't think it's appropriate for judges to take positions on partisan candidates for office.  We also have canons of judicial ethics on not endorsing candidates.  We're a nonpartisan court.  I mean, I certainly was elected with the support of many conservatives, but I am not a Republican justice on the court."

What is most impressive about this is how it confirms the constitutional principle of separation of powers, in which judges should exercise impartial legal judgment without partisan political bias, even when judges have been elected by voters in a partisan contest to a limited judicial term. 

"I am not a Republican justice on the court."  Judges like Justice Hagedorn show that it is possible to adhere to a genuine jurisprudence of textualism and originalism, and that this conservative jurisprudence is not an insincere profession hiding a partisan political agenda.  And yet the vehement Republican denunciation of judges like Justice Hagedorn also shows the moral corruption of Republican Trumpism, which dishonestly professes a conservative jurisprudence of law separated from politics while demanding that judges manifest political loyalty to Trump.


ADDENDUM (DECEMBER 25)

Trump's record of failure in the courts continues.  On Christmas Eve, a three-judge panel of the Chicago-based U.S. Seventh Circuit Court of Appeals unanimously dismissed the arguments of Trump's lawyers appealing the decision against them in the Wisconsin case.  Once again, their claim that the Wisconsin Election Commission violated the Constitution was rejected.  These judges were all Republican appointees, and the author of the opinion--Judge Michael Scudder--was appointed by Trump.

 

Friday, November 13, 2020

Evidence and Legal Argument in Trump's Voting Fraud Lawsuits in Pennsylvania and Michigan


 
         Videos of the Mob Scene of Poll Watchers at the TCF Center Ballot Counting Center in Detroit

On Tuesday night, Ronna McDaniel, Chair of the Republican National Committee, told FOX News commentator Sean Hannity that she had 500 sworn affidavits alleging over 11,000 incidents of voter fraud organized by the Democratic Party to throw the presidential election to Joe Biden.

At the same time, The New York Times published an article reporting that they had contacted the top state-wide election officials in 49 states--Texas did not respond--and none of them said that there had been widespread voter fraud.  Some of these officials were Republicans who disagreed with Trump's claims about fraud.

So what's going on here?  Perhaps the best way to assess the evidence and legal arguments is to look at the lawsuits filed by Trump to see how persuasive they are.  I have studied three of the recent lawsuits--two in Pennsylvania and one in Michigan--in the effort to understand the strategy of Trump's lawyers and whether it has any chance of success.

My general conclusion is that the logical arguments in these lawsuits are incoherent, and the factual arguments are implausible.  The logical arguments are incoherent because they are both self-contradictory and contradictory of what Trump has claimed.  The factual arguments are implausible because the testimonial evidence for fraudulent voting and vote counting consists of vague and unsubstantiated rumors and reports of what some people think they saw or heard.


PENNSYLVANIA

On November 5, Trump's lawyers filed a petition in the Court of Common Pleas of Montgomery County, Pennsylvania, objecting to the counting of 562 absentee and mail-in ballots cast in that country.  Oral argument occurred on November 10.

Republican challengers had objected that the Board of Elections was "canvassing and counting absentee and mail-in ballots for which the outer declaration envelope is not completely filled in with the elector's signature, address and/or date of execution," as required by state election law.  The petitioners said that this "is based on a clear error of law and must be reversed."

No one knows whether these contested ballots are from predominantly Democratic or Republican voters.  But we do know that whether or not these 592 ballots are counted will make no difference in the outcome of the election, because Biden is ahead in Montgomery County by over 130,000 votes, and he's ahead in the state by over 46,000 votes, and perhaps ultimately over 100,000 votes.  

This is a recurrent problem with all of the Trump lawsuits--the number of votes they are contesting is always far too low to make any difference.  That's what distinguishes this election and the election of 2000.  In 2000, Al Gore lost the election by losing Florida by less than 500 votes, when the U.S. Supreme Court ordered the vote count stopped.  In 2000, a few hundred votes decided the presidential election.  That is not the case this year, in which Biden has carried his states with  much larger margins, and across the country he has won the popular vote by over 5 million votes.

What is also remarkable about this case in Pennsylvania is that in the oral argument, under questioning from the Judge Richard Haaz, Trump's lawyer--Jonathan Goldstein--was forced to admit that they were not charging anyone with fraudulent behavior, which denies Trump's insistence that the Democrats organized a conspiracy to steal the election.

If you go to page 11 of the oral argument transcript, you will see this exchange:

"THE COURT:  In your petition, which is right before me--and I read it several times--you don't claim that any electors or the Board of the County were guilty of fraud, correct?  That's correct?"

"MR. GOLDSTEIN:  Your Honor, accusing people of fraud is a pretty big step.  And it is rare that I call somebody a liar, and I am not called the Board or the DNC or anybody else involved in this a liar.  Everybody is coming to this with good faith.  The DNC is coming with good faith.  We're all just trying to get an election done.  We think these were a mistake, but we think they are a fatal mistake, and these ballots ought not to be counted." 

"THE COURT: I understand.  I am asking you a specific question, and I am looking for a specific answer.  Are you claiming that there is any fraud in connection with these 592 disputed ballots?"

"MR. GOLDSTEIN: To my knowledge at present, no."

"THE COURT: Are you claiming that there were improper influence upon the elector to these 592 ballots?"

"MR. GOLDSTEIN: To my knowledge at present, no."

Yesterday, in Arizona, another Trump lawyer contradicted Trump's claims about fraud.  On Saturday, Trump's lawyers filed a lawsuit alleging widespread fraud by poll workers in Maricopa County.  But yesterday, at the beginning of a six-hour court hearing, Trump's lawyer Kory Langhofer began his opening statement by saying that the plaintiffs were "not alleging fraud" or "that anyone is stealing the election," because they are only raising  concerns about a "limited number of cases" involving "good faith errors."  This is what I mean by the logical incoherence of the Trump lawsuits: his lawyers begin by repeating Trump's claims about fraudulent voting, but then they often are forced to deny this, even as they contradict Trump.

The Arizona case also illustrates what I mean by the implausibility of the factual evidence supporting the Trump lawsuits.  In Arizona, Trump's lawyers submitted evidence collected online from Arizona voters.  But then the lawyers admitted that many of these online declarations were false.  Judge Daniel Kiley remarked: "The fact that your process for obtaining these affidavits yielded affidavits that you yourself found to be false does not support a finding that this process generates reliable evidence."

In other Pennsylvania cases, however, the Trump lawyers have tried to press the charge of fraudulent vote counting by Democrats.  When the counting of mail-in ballots in Pennsylvania erased Trump's early lead and pushed Biden ahead, Trump's lawyers asked a federal judge to stop the vote counting in Philadelphia, because they claimed that Republican observers were being denied access to the Philadelphia Convention Center where the votes were being counted.  But then under questioning from Judge Paul Diamond, one of Trump's lawyers admitted that Trump had "a nonzero number of people in the room" where the counting was occurring.  To which Diamond responded: "I'm sorry, then what's your problem?"  (Diamond was appointed by President George W. Bush.)  Diamond then made a deal for 60 observers from each party to be allowed inside the convention center.

Then, a few days later, Trump's lawyers filed a lawsuit in the U.S. District Court for the Middle District of Pennsylvania--Donald J. Trump for President Inc. v. Kathy Boockvar.  Boockvar is the Pennsylvania Secretary of State.  Seven Pennsylvania county boards of election are also named in the suit as defendants.

In October of 2019, the Pennsylvania legislature passed Act 77, which allowed, for the first time in the history of Pennsylvania, voters to choose to vote by mail, rather than in person on election day, without having to provide any reason or excuse.  The primary constitutional argument of Trump's lawyers in this lawsuit is that this created "an illegal two-tiered voting system for the 2020 General Election, devaluing in-person votes" (par. 13); and since it is easier to cast a fraudulent ballot by mail-in voting than by in-person voting, this debased or diluted the votes of those who voted in person, which violates the Equal Protection clause of the 14th Amendment. Trump's lawyers rely on the declaration in the U.S. Supreme Court's Bush v. Gore (2000) decision that "having once granted the right to vote on equal terms, the State may not, by later arbitrary and disparate treatment, value one person's vote over that of another" (par. 205). 

For many reasons, this argument is ridiculous.  First of all, there is no violation of Equal Protection when voters have the freedom to choose whether they want to vote in person or by mail.  And no court has ever ruled otherwise.

Second, the legal doctrine of "laches" applies here--someone cannot claim a right if they have shown an unreasonable delay in making the claim.  In this case, Trump and the Republican Party had a full year after the passing of Act 77 to challenge its constitutionality.  Clearly, they waited until the election was over, and they could see that the mail-in ballots favored Biden over Trump, and only then did they decide that this was unconstitutional.

The third problem with this legal argument is that it would require overturning the outcome in all of those states that allow mail-in voting, including the states won by Trump. It is hard to believe that judges would want to do that.

The factual allegations in this Pennsylvania lawsuit are supported by "reports of voters"--usually unnamed--who claim to have seen or heard about illegal voting or vote counting.  Once one looks into these "reports," they turn out to be highly dubious.  Here's one example as stated in the lawsuit:

"126.  Mail carriers have noted significant anomalies related to the delivery of mail-in ballots.  A mail carrier for the USPS in Erie County has noted that during the course of the General Election mail-in ballot delivery period there were multiple instances in which dozens of mail-in ballots were addressed to single addresses, each ballot being in a different name.  Based on the carrier's experience delivering mail to those addresses, the carrier is aware that the people whose names were on the ballots are not names of people who live at those addresses.  In addition, ballots were mailed to vacant houses, vacation homes, empty lots, and to addresses that do not exist."

"127.  It has been reported by Project Veritas, in a release on November 5, 2020, that carriers were told to collect, separate and deliver all mail-in ballots directly to the supervisor.  In addition, Plaintiffs have information that the purpose of that process was for the supervisor to hand stamp the mail-in ballots."

Although "mail carriers" is plural, apparently this report comes from only one mail carrier in Erie--Richard Hopkins.  It was an affidavit written by Project Veritas and signed by Hopkins that prompted Senator Lindsey Graham to call for the Justice Department to investigate the postal service in Pennsylvania as possibly part of a Democratic conspiracy for fraudulent vote counting favoring Biden.

Hopkins has claimed that after Election Day on November 3, mail carriers in Erie were still picking up mail-in ballots from their customers on November 4-6.  By Pennsylvania law, mail-in ballots must be postmarked no later than November 3 to be counted as legal ballots.  So the ballots the mail carriers picked up after November 3 should not have been counted.  Hopkins has said, however, that the mail carriers in Erie were told by their supervisors that "every vote counts," and that every ballot they picked up on November 4-6 should be separated from the other mail and delivered directly to their supervisor.  Hopkins says he found this suspicious, and he became even more suspicious when he overhead two supervisors talk about "backdating" ballots to November 3.  

But then earlier this week, Hopkins was questioned by investigators from USPS, and he apparently recanted the affidavit prepared by Project Veritas and signed a revised affidavit, saying that he had not heard a supervisor use the word "backdate," and that he had heard only snippets of a conversation that were not clear to him. Oddly, when it was reported that he had recanted his earlier statement, he appeared in a video made by Project Veritas saying that this was a lie--that he had not recanted.  And later he said that the postal investigators had "played" him.  Project Veritas said that he had been coerced into signing the new affidavit. 

It then turned out that Hopkins had audiotaped two hours of the interview with the postal investigators, which is held by Project Veritas, and which can be found through a link in the Washington Post story above.  (Yes, I know, this has become a weirdly complicated story!)  If you listen to the interview, as I have, you will hear the investigators repeatedly tell Hopkins that the interview was voluntary--that he could refuse to talk with them and just walk away.  They carefully question him about exactly what words he heard from his supervisors.  And it becomes clear that he did not actually hear anyone talk about "backdating" the postmarks on ballots to November 3.  This definitely denies the claim in the Project Veritas affidavit that he had heard the postmaster tell a colleague on November 5 that the postmaster was "backdating the postmarks on the ballots to make it appear as though the ballots had been collected" on Election Day instead of the day after.

And yet, even if Hopkins did not directly hear talk about "backdating the postmarks," it does seem suspicious if the mail carriers in Erie were told to deliver the ballots collected after Election Day to their supervisors, separated from the other mail.  If other mail carriers were to corroborate this, it would be worth investigating.

A few days ago, the Erie Times-News reported their review of the 129 mail-in ballot envelopes that were postmarked November 3 but arrived at the Erie County Board of Elections after Election Day.  Of those 129 ballots, only two were processed through the Erie postal facility.  All the others were processed through the Pittsburgh facility or other postal facilities around the country.  People registered to vote in Erie County were sending in ballots from across the country where they had travelled on Election Day.  Moreover, the newspaper found that nine late ballots processed in Erie were postmarked November 4 or later.

So we are left with two possibilities.  Either Hopkins' story about "backdating the postmarks" in Erie is incorrect.  Or it is correct, but the postal conspirators who did this were very ineffective, because they got only two fraudulent ballots counted.

Again, my general point is that this illustrates how the factual evidence of fraud cited in the Trump lawsuits is highly dubious.

By the way, Biden won in Erie County by a slim 1,424-vote margin out of more than 138,000 votes cast, which was a 10% jump in turnout from 2016.  In Erie County, registered Democrats outnumber Republicans 99,000 to 75,000.  Trump carried the county in 2016 by less than 2,000 votes.  Based on interviews of voters in Erie County, the Wall Street Journal concluded that some of the white working class voters who voted for Trump in 2016 voted for Biden this year, although they still favor Trump's conservative policies, and they oppose the extreme leftist or socialist policies of some Democratic leaders: "In short, these voters say they soured on Trump, the man, rather than Trump policies."

This confirms my argument that the great weakness of Trump's Republican Party is not their conservative policies but the bad character of Donald Trump, which drives away voters who like the policies.  The moral character of the President really does matter.  Joe Biden was shrewd in recognizing that.  The Republicans who apologize for, or try to overlook, Trump's bad character have made a big mistake.

Notice also the incoherence in the argument of Republicans that the ballots with votes for Biden were fraudulent.   Many of those ballots for Biden were also ballots for Republicans who won their elections, because many voters wanted to remove Trump while keeping Republicans in Congress.  If the Republicans want to condemn Biden's victory as fraudulent, they must also condemn their own congressional victories as fraudulent.  Isn't it strange that the Democratic strategy was to rig the election to fraudulently elect Biden, while also fraudulently electing Republicans to Congress?  This makes no sense at all.

I have just learned this morning (Friday) that the law firm representing Trump in this Pennsylvania lawsuit--Porter Wright Morris and Arthur--has announced that they are withdrawing from this case.  They give no reason for doing this.  Can we assume that the legal reasoning in this case is so preposterous that it has become embarrassing for the firm?


MICHIGAN

On Tuesday, Trump's lawyers filed a lawsuit in the U.S. District Court for the Western District of Michigan--Donald J. Trump for President Inc. v. Jocelyn Benson.  Benson is the Michigan Secretary of State.  The lawsuit is directly against the counting of votes in Wayne County (Detroit), where Biden built up a big margin of victory--about 320,000 votes--which contributed to his state-wide margin of about 145,000 votes over Trump.  In 2016, Trump won Michigan by about 11,000 votes.

As in the Pennsylvania case, the general constitutional claim by the Trump lawyers in this Michigan lawsuit is that the counting of fraudulent ballots violated the Equal Protection clause of the 14th Amendment, because "a fraudulent ballot, if counted, disenfranchises a lawful voter."

Specifically, the claim is that "election officials in Wayne County refused to permit statutorily designated challengers to observe the conduct of the election and the processing of ballots."  And since the Republican Party challengers were prohibited from observing what was happening in the processing of ballots, the election officials were free to count fraudulent ballots.  The Trump lawyers then provide testimony from the affidavits of Republican Party challengers who report the illegal vote counting that they observed.

Notice the obvious contradiction in their argument here.  On the one hand, they say the Republican Party challengers were prohibited from observing what was happening.  On the other hand, they report the illegal activity observed by the challengers.

At some points in the complaint, Trump's lawyers concede that some Republican challengers were allowed to observe, but not as many as Democratic challengers.

The problem here is that the vote tally room at the TCF Center in Detroit became chaotic, as you can see in the videos at the top of this post, and as has been reported in the Detroit Free Press.  The word went out on the Internet for Trump supporters to "go to the TCF."  Hundreds of people surrounded the building, demanding to be let in.  Once maximum capacity was reached inside the building--where "social distancing" was being enforced--election officials had to close the doors.  The Trump supporters outside were pounding on the windows and chanting "stop the count."

Under election rules, each group contesting the vote is allowed to have 134 challengers observe the counting process.  According to reporters for the Detroit Free Press, on Wednesday night, the day after the election, there were 400 challengers inside the counting room, which included 134 Republican challengers, 134 Democratic challengers, and 134 nonpartisan challengers.  Trump's lawyers offer no evidence that these numbers are incorrect.

Trump's lawyers say that "many challengers testified that their challenges to ballots were ignored and disregarded" (par. 40), which apparently concedes that there were many Republican challengers in the counting room.

It's hard to judge the credibility of some of the affidavits cited by Trump's lawyers.  In particular, a woman named Articia Bomer is repeatedly quoted.  Bomer stated: "I witnessed election workers open ballots with Donald Trump votes and respond by rolling their eyes and showing it to other poll workers.  I believe some of those ballots may not have been properly counted" (par 41).  Bomer also stated: "I observed a station where election workers were working on scanned ballots that had issues that needed to be manually corrected.  I believe some of these workers were changing votes that had been cast for Donald Trump and other Republican candidates" (par. 45).  What's the significance of her distinction between "I observed" and "I believe"?  Could her testimony be corroborated by others?  With 400 challengers roaming the room, shouldn't there be many people corroborating this?  Importantly, have the nonpartisan challengers reported anything like what she reported?

If I am right about the weaknesses in the Trump lawsuits--the incoherence of the legal arguments and the implausibility of the factual arguments--then we can expect to see the judges dismissing these lawsuits as frivolous.  This will probably happen by the end of next week--November 20.

Then the question is what is Trump's next move?  Since Republicans control the state legislatures in some of the swing states, will Trump ask these Republican legislators to overturn the popular vote victory for Biden in their states and appoint a slate of Trump electors to the Electoral College?  Would the Republicans allow Trump to do that?


ADDENDUM

Federal District Court Judge Matthew Brann issued his decision in the Pennsylvania case--Donald Trump v. Kathy Boockvar, et al.--on November 21.  As I expected, it was a scathing condemnation of the arguments made by Trump's lawyers.  Here's the Introduction:

"In this action, the Trump Campaign and the Individual Plaintiffs . . . seek to discard millions of votes legally cast by Pennsylvanians from all corners . . . . In other words, Plaintiffs ask this Court to disenfranchise almost seven million voters. This Court has been unable to find any case in which a plaintiff has sought such a drastic remedy in the contest of an election, in terms of the sheer volume of votes asked to be invalidated.  One might expect that when seeking such a startling outcome, a plaintiff would come formidably armed with compelling legal arguments and factual proof of rampant corruption, such that this Court would have no option but to regrettably grant the proposed injunctive relief despite the impact it would have on such a large group of citizens."

"That has not happened.  Instead, this Court has been presented with strained legal arguments without merit and speculative accusations, unpled in the operative complaint and unsupported by evidence.  In the United States of America, this cannot justify the disenfranchisement of a single voter, let alone all the voters of its sixth most populated state.  Our people, laws, and institutions demand more.  At bottom, Plaintiffs have failed to meet their burden to state a claim upon which relief may be granted.  Therefore, I grant Defendants' motions and dismiss Plaintiffs' action with prejudice."

Now, today (Friday, November 27), we have the decision of the U.S. Court of Appeals for the Third Circuit rejecting the appeal of Judge Brann's decision by the Trump campaign.  Judge Stephanos Bibas wrote the opinion for the panel, which included Chief Judge D. Brooks Smith and Judge Michael A. Chagares.  The opinion begins: "Free, fair elections are the lifeblood of our democracy.  Charges of unfairness are serious.  But calling an election unfair does not make it so.  Charges require specific allegations and then proof.  We have neither here." Their decision is blunt: "The Campaign's claims have no merit."

What is remarkable about this decision is that all three of the judges in this case were appointed by Republican presidents.  Judges Smith and Chagares were appointed by President George W. Bush.  Judge Bibas was one of President Trump's first appointees to the federal appellate bench.  Judge Bibas is regarded as extremely conservative.  When he was a law professor at the University of Pennsylvania Law School, he taught a seminar on conservative thought with Professor Amy Wax.  He has been a regular speaker at Federalist Society events.

If the evidence for fraudulent voting is as clear as Trump says it is, why are his lawyers failing to persuade any federal judges--not even conservative judges appointed by Trump himself with the recommendation of the Federalist Society?

Trump's people have said they want to appeal this case--and the others they have lost--to reach the U.S. Supreme Court.  But if you read the decisions in these cases, you will see that their scathing refutation of Trump's case is so devastating that it's hard to see why the U.S. Supreme Court would take up the cases on appeal.  

Saturday, October 22, 2022

Against the Independent State Legislature Theory: How Judges Have Impeded the John Eastman/Claremont Institute Plot to Overturn the Constitution for Trump

In previous posts, I have written about how judges have frustrated the attempts by John Eastman and the Claremont Institute to overturn the Constitution in support of Trump.  In many cases, these judges were even appointed by Trump.  This vindicates the constitutional principle of rule of law in checking the ambition of potential dictators.  Recently, we have seen two more examples of this coming from retired federal appellate judge J. Michael Luttig and federal district court judge David Carter.

The House of Representatives Select Committee to Investigate the January 6 Attack on the U.S. Capitol has sought to obtain emails sent or received by John Eastman on his Chapman University email account between November 3, 2020 and January 20, 2021.  Eastman filed a suit with the U.S. District Court in California arguing that many of these emails were protected by the attorney-client privilege, because he was acting as an attorney advising Trump as his client.  David Carter is the judge in this case.

Judge Carter began by examining 111 documents dated January 4-7, 2021, that were under dispute.  In a decision on March 28, Judge Carter ruled that while 10 documents were privileged, 101 were not; and Eastman was ordered to turn these over to the Committee.

The attorney-client privilege is subject to a "crime-fraud exception," which applies when "(1) a client consults an attorney for advice that will serve [them] in the commission of a fraud or crime, and (2) the communications are sufficiently related to and were made in furtherance of the crime" (p. 31 of Carter's decision).  Carter ruled that the Select Committee was correct in claiming that the crime-fraud exception applied in this case, because Eastman and Trump were acting illegally in attempting to obstruct Congress's proceeding to count the electoral votes on January 6, and in attempting to defraud the United States by interfering with the election certification process.

Carter surveyed the evidence for concluding that the "illegality of the plan was obvious" to both Eastman and Trump (36), and that "it is more likely than not that President Trump and Dr. Eastman dishonestly conspired to obstruct the Joint Session of Congress on January 6, 2021" (40).

In a decision a few days ago, October 19, Judge Carter ruled on the claim of privilege over the documents from November 3, 2020, to January 20, 2021.  Once again, Carter ruled that "more likely than not" Eastman and Trump committed obstruction of an official proceeding and a conspiracy to defraud the United States (3).  His most shocking conclusion was that in some of these emails, Eastman said that in one of their lawsuits claiming voter fraud in Georgia, where they had counted fraudulent votes by "10,315 deceased people, 2,560 felons, and 2,423 unregistered voters," they had found that "some of the allegations (and evidence proffered by the experts) has been inaccurate," and yet Trump had signed a verification swearing under oath that these numbers were correct" (16-17).  Thus, Eastman and Trump knew that they were lying under oath about their evidence for voter fraud.  This is a stunning piece of evidence for the guilt of Eastman and Trump.

Since Carter was appointed to the federal bench in 1998 by President Bill Clinton, Eastman and Trump can say that this just shows the political bias of a liberal Democrat judge.  But they can't say that about the Trump-appointed judges that have ruled against Eastman and Trump.  Moreover, they can't say this about J. Michael Luttig, who has long been known as one of the most conservative Republican judges in the country, and who has become one of the leading critics of the Eastman plot for overturning the Constitution in favor of Trump.

Luttig is one of the most prominent conservative jurists in America.  He worked with John Roberts as young lawyers in the Reagan Administration.  He was appointed by George H. W. Bush to lead Clarence Thomas through his Supreme Court confirmation hearings in 1991.  He was then appointed by Bush to the U.S. Court of Appeals for the Fourth Circuit in 1991, serving until 2006, when he resigned to become general counsel for Boeing, until his retirement in 2019.

In the days before the January 6th certification of Biden's Electoral College victory, Eastman and Trump were pressuring Vice President Pence to accept Eastman's legal theory for overturning the election by having the Vice President refuse to certify the electoral votes in some of the states won by Biden, or having the Vice President ask the Republican-controlled legislatures in those states to consider selecting Trump electors and thus overturn the popular election of Biden.  Pence's legal team advised him that this was unconstitutional, because the Vice-President's role in certifying the Electoral College vote was only ceremonial, and that he did not have the constitutional power to overturn a presidential election.  On the evening of January 4th, Pence's legal team contacted Luttig to ask him to act as an outside legal expert, and he was emphatic in saying that there was not constitutional basis for Eastman's theory.  This was particularly remarkable because Eastman had been one of Luttig's former law clerks.

On the morning of January 5th, Pence's legal team contacted Luttig again and said that Pence needed help to support his resistance to Eastman's plot.  Luttig responded by writing a Twitter thread arguing that there was no constitutional support for Eastman's legal theory.  On January 6th, Pence quoted this in his public letter explaining why he was refusing to accept Eastman's proposal for overturning the election.  On January 7th, Pence personally called Luttig to thank him for his help.

Eastman's legal theory was based partly on what has been called the "independent-state-legislature" theory (ISL).  Luttig has said that "there is literally no support at all in the Constitution" for this theory, because it is "antithetical to the Framers' intent, the text, and the Constitution's fundamental design and architecture."

ISL is based on an unusual interpretation of two clauses in the Constitution.  Article I, Section 4, clause 1 reads: "The Times, Places and Manner of holding Elections for Senators and Representatives, shall be prescribed in each State by the Legislature thereof; but the Congress may at any time by Law make or alter such Regulations, except as to the Places of chusing Senators."  Article II, Section 1, clause 2 reads: "Each State shall appoint, in such Manner as the Legislature thereof may direct, a Number of Electors, equal to the whole Number of Senators and Representatives to which the State may be entitled in the Congress."  

Proponents of ISL say that these provisions give the "Legislature" of each State absolute power over Federal elections to Congress and the Presidency, a power that is so absolute that it cannot be limited by anything in state law or even in the state constitution.  Consequently, Republican-controlled state legislatures in 2020 had the power to overturn Biden's popular vote win in their States by appointing Trump electors to the Electoral College.

Another consequence of the independent state legislature theory is that a state legislature has absolute power to engage in partisan gerrymandering in redistricting its congressional districts free from any limits by state constitutional law.  So, for example, in North Carolina, the Republican-controlled legislature drafted new congressional district maps in 2021 that gave an advantage to the Republican Party in ten seats and to the Democrats in four.  Multiple lawsuits were filed against the Republican leaders of the North Carolina legislature claiming that the maps were so partisan gerrymandered as to be unconstitutional.  The North Carolina Supreme Court has held that the maps are unconstitutional.  A special master team of outside experts were assigned to create new maps, which were accepted by the courts.  

The Republican leaders of the legislature have appealed the case to the U.S. Supreme Court, arguing that under the independent state legislature theory, the North Carolina legislature has absolute power over congressional districting that cannot be constrained by the state constitution.  The U.S. Supreme Court has granted review, and oral arguments are scheduled for December 7, 2022 in the case of Moore v. Harper.  Many observers of the Court are expecting that the conservative Republican majority on the Court (Roberts, Alito, Thomas, Gorsuch, Kavanaugh, and Coney Barrett) will rule in favor of the independent state legislature theory in this case.

Luttig has joined this case as a co-counsel with Neal Katyal as the counsel of record arguing the case against the North Carolina legislative leaders.  Luttig has said that Moore v. Harper is "without question the most significant case in the history of our nation for American democracy."  He has also said that this is part of the Republican move towards the independent state legislature theory as part of a plot for overturning the elections in 2024.

Predictably, Eastman and the Claremont Institute have filed an amicus curiae brief in Moore v. Harper supporting the independent state legislature theory.  They attempt to answer the criticisms of the  ISL theory coming from various constitutional scholars, such as Vikram David Amar and Akhil Reed Amar.

The Claremont Institute's brief states its core idea bluntly: "when performing federal functions [such as drawing congressional district maps], the legislatures of the several states are not operating pursuant to state authority, but rather pursuant to federal authority, and cannot be constrained by anything in state law or even a state constitution to the contrary" (2).

On the face of it, this makes no sense.  How does federal authority establish the identity of a state legislature?  Surely, what counts as a state legislature is defined by a state constitution and thus subject to the limits set down in that constitution.

If you read the brief, you will see that it nowhere cites any evidence for this theory in the American Founding.  On the contrary, as Amar and Amar point out, throughout the Founding period, it was assumed that the establishment and legitimacy of a state legislature depended on a state constitution as an expression of popular consent to government; and thus every state legislature was subject to constitutional limits.

You will also see that the Claremont brief would require the Supreme Court to overrule all of the previous decisions of the Court that deny the ISL theory.  If you compare the Claremont brief and the paper by Amar and Amar, you will notice that never in the history of the U.S. Supreme Court has a majority of the justices endorsed the ISL theory.  In Bush v. Gore (2000), three justices (Rehnquist, Scalia, and Thomas) did seem to endorse ISL in their concurrence with the majority.

You should also notice that the Claremont brief is totally silent about a previous Supreme Court decision about partisan gerrymandering in North Carolina--Rucho v. Common Cause (2019).  As Amar and Amar point out, the majority opinion in this case written by Chief Justice Roberts rejected the independent state legislature theory by arguing that voters in the states can approve constitutional amendments that prohibit partisan gerrymandering, and these constitutional limits can then be enforced by the State Supreme Court (see Amar and Amar, 35).  Remarkably, all five of the conservative Republican justices in 2019 signed onto this opinion!  The Claremont brief is careful to hide this.

I will be interested to see what happens at the oral arguments for Moore v. Harper on December 7th, and whether we see any hints that the Eastman/Claremont Institute position is going to win out.

Wednesday, December 01, 2021

The Best Critique of John Eastman's Memos for Overturning the 2020 Presidential Election

 


The Fall 2021 issue of The Claremont Review of Books has a debate over John Eastman's memoranda for overturning the 2020 presidential election, so that Donald Trump could remain in office.  Joseph Bessette's critique of the memos is followed by Eastman's response.  As far as I know, Bessette's article is the most meticulous and rigorous study of Eastman's memos that anyone has produced so far.

I have written previously about some of the Trump lawsuits attempting to overturn the election, in which Eastman worked as one of Trump's lawyers.  I have also written about the debate among those affiliated with the Claremont Institute over whether their support for Trump was justified.

Eastman has been a professor of law at Chapman University in southern California and the director of the Center for Constitutional Jurisprudence at the Claremont Institute.  He spoke at Trump's "Save America" rally on January 6, which was followed by the Trump insurrection in the Capitol building in the attempt to stop the Congress from certifying the election of Joe Biden.

In September, the publication of Bob Woodward and Robert Costa's book Peril revealed that Eastman had written a memorandum in late December or early January that outlined the plan for how Vice President Pence could overturn Biden's election.  It was also revealed that Eastman had attended a meeting in the Oval Office on January 4, in which he and Trump tried to persuade Pence to refuse to certify Biden's election to the presidency.  On September 20-21, CNN posted online copies of two memoranda written by Eastman: one was two pages long, the other six pages.

The shorter memo described a scenario in which Pence as President of the Senate would preside over the joint session of Congress on January 6, and in counting the ballots, Pence would announce that in Arizona and other states, there were "multiple slates of electors."  The memo then describes what could happen at the end of the count:

". . . he announces that because of the ongoing disputes in the 7 States, there are no electors that can be deemed validly appointed in those States.  That means the total number of 'electors appointed'--the language of the 12th Amendment--is 454.  This reading of the 12th Amendment has also been advanced by Harvard Law Professor Laurence Tribe.  A 'majority of the electors appointed' would therefore be 228.  There are at this point 232 votes for Trump, 222 votes for Biden.  Pence then gavels President Trump as re-elected."

Because of this passage, Eastman's memorandum has been called the "coup memo."  It looks like a false legal argument for overturning the outcome of a presidential election, and thus a coup d'etat that would have destroyed American constitutional democracy.  This has provoked intense criticism of Eastman and the Claremont Institute for betraying the professed mission of the Claremont Institute in preserving the principles of the American constitutional founding. 

Eastman and others at the Claremont Institute have responded to this criticism by claiming that Eastman did not endorse this coup scenario in the two-page memo, and that his longer memo lays out many possible scenarios without endorsing any of them.  

The longer memo begins by citing Article II, section 1, of the Constitution, which lays out the procedure for electing the President, and prescribes: "Each State shall appoint, in such Manner as the Legislature thereof may direct, a Number of Electors, equal to the whole Number of Senators and Representatives to which the State may be entitled in the Congress."  The memo uses italics to emphasize that this power resides in "the legislatures of the states."  This implies that state election officials must adhere strictly to the electoral laws as made by the state legislature.

According to the memo, however, there was "illegal conduct by election officials," who altered state election laws.  "Quite apart from outright fraud (both traditional ballot stuffing, and electronic manipulation of voting tabulation machines), important state election laws were altered or dispensed with altogether in key swing states and/or cities and counties."  The memo then identifies six swing states in which this happened--Georgia, Pennsylvania, Wisconsin, Michigan, Arizona, and Nevada--where Biden won by narrow margins.

Against this background, the longer memo describes nine different ways that Pence could count the ballots.  In five of these, the outcome would have been "Biden wins."  In four of them, the outcome would have been "Trump wins."

Eastman has said that in his Oval Office meeting with Trump and Pence, he recommended that Pence should try to execute the ninth scenario in his memo.  In the memo, Eastman writes:

"VP Pence determines that the ongoing election challenges must conclude before ballots can be counted, and adjourns the joint session of Congress, determining that the time restrictions in the Electoral Count Act are contrary to his authority under the 12th Amendment and therefore void.  Taking the cue, state legislatures convene, order a comprehensive audit/investigation of the election returns in their states, and then determine whether the slate of electors initially certified is valid, or whether the alternative slate of electors should be certified by the legislature. . . ."

. . .

 "If, after investigation, proven fraud and illegality is insufficient to alter the results of the election, the original slate of electors would remain valid.  BIDEN WINS."

"If, on the other hand, the investigation proves to the satisfaction of the legislature that there was sufficient fraud and illegality to affect the results of the election, the Legislature certifies the Trump electors.  Upon reconvening the Joint Session of Congress, those votes are counted and TRUMP WINS."

Since Republicans control the legislatures in five of the swing states where Eastman sees illegal conduct by election officials--Georgia, Pennsylvania, Wisconsin, Michigan, and Arizona--he might have assumed that the legislatures in those states would have certified the Trump electors, so that "Trump wins" the presidency.

I will not attempt to work through all of the complicated issues that arise in this debate between Bessette and Eastman.  But I will briefly take up the four most important questions raised by this debate.  (1) Was the presidential election of 2020 unconstitutional?  (2) Is the Constitution dangerously vague about how disputes over presidential balloting are to be resolved?  (3) Does the Constitution rightly allow the Vice-President to be the "ultimate arbiter" in such disputes?  (4) Does the dispute over this election remind us of the need to abolish the Electoral College? 


WAS THIS PRESIDENTIAL ELECTION UNCONSTITUTIONAL?

Trump and his supporters have claimed that the election was stolen through fraudulent voting.  Remarkably, Eastman does not make that claim.  In Trump's Bill of Complaint in Intervention in the Texas lawsuit filed with the U.S. Supreme Court, Eastman wrote: "It is not necessary for the Plaintiff in Intervention to prove that fraud occurred."  Eastman's argument is that even if there was no fraud, the election was unconstitutional, because in at least seven states, state election officials altered or set aside state election laws, which violated the constitutional stipulation that the legislatures of the states have plenary power to determine the "manner" in which presidential electors will be chosen.  For example, state election officials in some states loosened the legal standards for absentee balloting to make it easier for people to cast absentee ballots, which favored Biden over Trump.

Eastman says that the evidence for such illegal and unconstitutional conduct was clear.  And he complains about "the unwillingness of our courts even to address that illegal conduct (and yes, in almost every instance, election challenges were dismissed on technical procedural grounds without the courts every addressing the significant evidence of illegal conduct that had been presented)" (35).

Eastman is incorrect.  As I have indicated in one of my posts on the Trump lawsuits, both state and federal judges have examined the "evidence of illegal conduct that had been presented," and they have concluded that there is no evidence here of unconstitutional conduct.  They have pointed out that when state legislatures exercise their constitutional power to determine the "manner" by which presidential electors are chosen, they often give state election officials a broad discretionary power in interpreting and applying the election laws.  If state legislators had believed that election officials in 2020 were abusing this discretionary power in violation of state law, the legislators (or lawyers for the Trump campaign) could have filed lawsuits in state courts to challenge this illegal conduct.  They did not do that before the election.  Instead, lawsuits were filed after the election, when Trump saw that he had lost those swing states by small margins.

For example, in the case of Donald Trump v. The Wisconsin Elections Commission, filed in the U.S. District Court for the Eastern District of Wisconsin, Trump's lawyers argued before U.S. District Judge Brett Ludwig that the Wisconsin Elections Commission (WEC) had departed from the election laws enacted by the Wisconsin legislature.  The WEC had set up rules that allowed for a huge increase in the number of mail-in ballots, and if one assumes that many of these ballots were votes for Biden, then this would account for Trump's narrow loss (by 22,700 votes) in Wisconsin.  Trump's complaint asked that Judge Ludwig throw out the voting results and then ask the Republican-controlled Wisconsin Legislature to appoint their own slate of presidential electors.

Judge Ludwig decided that Trump's lawyers had not shown a "significant departure" by WEC from the rules set down by the Legislature, because the WEC was explicitly given a broad discretion in clarifying the statutory rules for conducting the election.  

Ludwig declared: "Plaintiff's Electors Clause claims fail as a matter of law and fact."  He concluded:

"This is an extraordinary case.  A sitting president who did not prevail in his bid for reelection has asked for federal court help in setting aside the popular vote based on disputed issues of election administration, issues he plainly could have raised before the vote occurred.  This Court has allowed plaintiff the chance to make his case, and he has lost on the merits.  In his reply brief, plaintiff 'asks that the Rule of Law be followed.'  It has been."

Judge Ludwig was appointed to the federal bench by Trump, who picked his judges from lists given to him by The Federalist Society.  In some of his other losing lawsuits, Trump's lawyers failed to persuade Trump-appointed judges. Trump was defeated because his own judges are devoted to the constitutional rule of law. 

Eastman is silent about this.


IS THE CONSTITUTION TOO VAGUE ABOUT PROCEDURES FOR SETTLING DISPUTES OVER PRESIDENTIAL ELECTIONS?

Bessette and Eastman agree with one another in answering yes.  Bessette observes: "To our misfortune, the authors of the Constitution and of the 12th Amendment did not make provision for settling disputes about electoral votes in presidential elections" (26).  Eastman says that the language of the 12th Amendment is "ambiguous" about who actually counts the electoral votes for the president (29).  The 12th Amendment says: "The President of the Senate [the Vice President] shall, in the presence of the Senate and House of Representatives, open all the certificates and the votes shall then be counted."  It is clear that the Vice President is authorized to "open" the certificates.  It is not clear as to whether and how the Vice President is to "count" the votes, because this power to count is put into the passive voice: "and the votes shall then be counted."  

Section 15 of the Electoral Count Act of 1887 provides that four "tellers"--two each from the House and Senate--are to do the counting after the ballots are opened by the Vice President.  But Eastman argues that this law is unconstitutional because it takes away the Vice President's constitutional power to count the votes.  Eastman believes that Vice President Pence should have ignored the Electoral Count Act.

Even as Eastman admits that the language of the 12th Amendment is ambiguous, he chooses to follow those constitutional scholars--probably in the minority--who say that the Vice President has complete power to count the votes and even to reject the lists of votes certified by the state governments.


SHOULD THE VICE PRESIDENT BE THE "ULTIMATE ARBITER" IN DECIDING HOW TO COUNT THE VOTES?

Yes, Eastman declared at the end of his shorter memo: the Constitution makes the Vice President the "ultimate arbiter."

Although Bessette admits that the vague language of the 12th Amendment is open to this possible interpretation, he rejects this as contrary to the spirit of the constitutional principle that ours should be "a government of laws and not of men" (the language used in the Massachusetts Constitution of 1780) (26).  Bessette wonders:

"What is the principle here--that whenever proposed electors from a state which the other side officially won meet on the designated day, vote for their candidate, and send in their 'votes' to Congress, the vice president on his own authority may simply refuse to count the officially certified votes from enough of these states to give the victory to the vice president's preferred candidate--who could, of course, be the vice president himself or herself?  If that's the principle, then, of course, in the future proposed delegates from all the states that the other side won in the certified vote will send in their 'votes' to Washington so that the vice president can, in effect, choose the next president.  One doesn't have to be a scholar of the American Founding, a professor of constitutional law, or an expert in election law to know that this simply cannot be right" (20).

Remarkably, Eastman does not deny that this really is the principle for him.  Nor does he deny Bessette's claim that this principle could be used by Vice President Kamala Harris in counting the electoral votes for the 2024 election, so that she could refuse to count the officially certified votes for Trump and substitute the votes pledged to Biden.

Does the Claremont Institute want to endorse this principle?  Perhaps not.  Perhaps the publication of Bessette's article in the Claremont Review of Books is meant to signal that at least some of the people at the Claremont Institute want to repudiate Eastman's memos.


SHOULD WE ABOLISH THE ELECTORAL COLLEGE?

Although Bessette and Eastman do not raise this question, I think we should raise this question when we see that the Electoral College has created the fundamental problem here--that so many presidential elections have been decided by a few thousand votes in a few swing states, and that the electoral votes are not in proportion to the popular votes, which creates doubts about the legitimacy of the election. 

An even more troubling manifestation of this problem was the presidential election of 2000.  While Al Gore won the popular election with a margin of over 543,000 votes, George Bush won in the Electoral College when he won Florida's 25 electoral votes, because he had 537 more popular votes than Gore in Florida, which gave Bush 271 electoral votes, one electoral vote more than the 270-to-win majority in the Electoral College.  This cannot be right.

Moreover, we should keep in mind that according to the Constitution, the state legislatures have the absolute power to select electors for the Electoral College in any "manner" they wish.  The state legislatures could--and some did in the early history of the country--select electors directly themselves without having a popular election at all.  If a state legislature is controlled by one party, it could decide to select as presidential electors only people pledged to their party's candidate.  Since the majority of the state legislatures today are controlled by the Republicans, they could select the Republican candidate as president without holding a popular election.

Today, most of the states have adopted a winner-take-all procedure--the popular vote winner across the whole state wins all the state's electoral votes--so they make it possible for the Electoral College winner to be the loser in the popular vote, as was the case in 2000 and 2016.

We could avoid these problems by abolishing or at least reforming the Electoral College process for selecting presidents.  We could abolish the Electoral College and have the winner of the national popular vote become president.  Or we could eliminate the winner-take-all procedure within each state.  We could require that all states adopt the Congressional District Method that is followed in Maine and Nebraska.  The popular vote winner in each congressional district wins one electoral vote.  The popular vote winner state-wide wins two electoral votes (corresponding to the state's two U.S. Senators).  This would virtually eliminate the possibility of the popular vote winner across the country being the loser in the Electoral College.

We could also amend the 12th Amendment to make it clear that the Vice President must count only the certified electoral votes for president submitted to the Congress by the states.  Vice President Pence decided that it was his constitutional duty to do this on January 6.  America was fortunate that day when he rejected Eastman's advice and stood up to Trump's pressure.


ADDENDUM (4/2/22)

I need to make one point that I ignored when I first wrote this post.  

One of Eastman's main proposals for overturning Biden's election was to have Pence declare that the electoral votes from those states where Trump was disputing the outcome should be reexamined by the Republican controlled legislatures in those states; and if these legislatures decided that many of the ballots cast in the 2020 election were illegal, they could then decide to replace the Biden electors with Trump electors.

Neither Eastman nor Bessette say anything about the most obvious problem with this proposal.  If Republican state legislators decide that Joe Biden's victory in their state was illegal, doesn't this mean that their election to state office was also illegal?  If a ballot is disqualified as illegal, then all votes for all offices on that ballot must be disqualified, including the votes that gave Republicans control of state legislatures.

In 2020, Trump lost, but Republicans did well down the ballot, including in races for state legislatures and the U.S. Congress.  The obvious explanation for this is that many Republican voters split their tickets by voting for Biden but then voting for Republican congressional and state legislative candidates.  If a Republican controlled state legislature were to declare those ballots illegal, this would mean that the votes cast for Biden were illegal, but it would also mean that the votes cast for Republican candidates were illegal.  And since many of the state legislative races were decided by narrow vote margins, this would nullify the election of those Republican controlled state legislatures.

Consequently, Eastman's proposal for overturning Biden's election was utterly incoherent and illegal.

Wednesday, August 02, 2023

The Claremont Institute's John Eastman in Jack Smith's New Indictment of Trump: A Criminal Conspiracy to Overturn the Rule of Law

Yesterday, Special Counsel Jack Smith filed a new indictment of Donald Trump charging him with a criminal conspiracy against the United States: "The purpose of the conspiracy was to overturn the legitimate results of the 2020 presidential election by using knowingly false claims of election fraud to obstruct the federal government by which those results are collected, counted, and certified" (par. 7).

Smith identifies, but does not name or charge, six "co-conspirators."  He might be giving them a chance to cooperate before he charges them.

Although he does not name them, it is easy to identify them (par. 8).  Co-Conspirator 1 is Rudolph Giuliani.  Co-Conspirator 2 is John Eastman.  These two are clearly the main leaders of the conspiracy.  These are the two people that Trump selected to speak at his "Save America Rally" on January 6, 2021, which provoked the mob attack on the Capitol.

Co-Conspirator 3 is Sidney Powell.  Number 4 is Jeffrey Clark.  Number 5 is Kenneth Chesebro.  I am not sure about Number 6, who is identified as "a political consultant who helped implement a plan to submit fraudulent slates of presidential electors to obstruct the certification proceeding."

I am most interested in the role of Eastman because he was the one who provided the fraudulent constitutional theory to justify Trump's attempt to overturn the election.  Eastman is the Director of the Claremont Institute's Center for Constitutional Jurisprudence, which claims to promote a return to the principles of the American constitutional founding.  Eastman's work for Trump's conspiracy was thus part of the Claremont Institute's efforts to provide intellectual support for Trump.  I have written about that in a series of posts.

Count One of the indictment is "conspiracy to defraud the United States," for which the punishment is up to 5 years in prison.  After reading this indictment, Eastman's lawyers should advise him to take a plea deal with Smith in exchange for testifying against Trump.  If he doesn't do that, he's a fool.

Smith has to show that Trump and his co-conspirators "deliberately disregarded the truth" about whether the election was fraudulent, and that they "made knowingly false claims" (par. 11). In other words, he was not delusional.  To prove this, Smith shows that every time that Trump made some charge of fraudulent voting, his most trusted advisors and Republican party leaders told him there was no evidence for this; but Trump would then keep repeating the charge.  Smith also notes that all of the lawsuits filed by Trump in the state and federal courts alleging vote fraud were rejected by the courts, thus "providing the Defendant real-time notice that his allegations were meritless" (par. 11).  I have written about these court cases--here and here.  In many cases, the judges in these cases had been appointed by Trump himself.  Here we see the vindication of the rule of law in exposing the falsehood in Trump's charges.

Smith also cites evidence that Trump admitted to his own advisors that some of the charges brought by Sidney Powell were unsupported and even "crazy" (par. 20).  Smith also quotes Giuliani as saying: "We don't have the evidence, but we have lots of theories" (par. 16).  Smith also notes that Eastman admitted that some of the charges were "inaccurate" (par. 30).

Giuliani and Eastman put pressure on Arizona House Speaker Rusty Bowers to use the Republican majority of the state legislature to decertify the state's legitimate electors.  Bowers said that he had not found any evidence of fraudulent voting in Arizona.  When he asked them for such evidence, they admitted they had none, but they still insisted that he should overturn the election.

On December 4, Bowers issued a public statement that included this passage:

"No election is perfect, and if there were evidence of illegal votes or an improper count, then Arizona law provides a process to contest the election: a lawsuit under state law.  But the law does not authorize the Legislature to reverse the results of an election."

"As a conservative Republican, I don't like the results of the presidential election.  I voted for President Trump and worked hard to reelect him.  But I cannot and will not entertain a suggestion that we violate current law to change the outcome of a certified election."

"I and my fellow legislators swore an oath to support the U.S. Constitution and the constitution and laws of the state of Arizona.  It would violate that oath, the basic principles of republican government, and the rule of law if we attempted to nullify the people's vote based on unsupported theories of fraud.  Under the laws that we wrote and voted upon, Arizona voters choose who wins, and our system requires that their choice be respected" (par. 17).

This ended Bowers' political career.  He was censured by the Arizona Republican Party for not overturning the election and refusing to violate his oath of office.  He then lost a primary election for the State Senate.

It is strange that Eastman and the Claremont Institute, who profess to support the U.S. Constitution and rule of law, have refused to recognize the moral courage of Bowers and others who refused to violate their oaths to support the principles of republican government.

It is also strange that Eastman was willing to invent a constitutional theory that could be used to overturn the election even though he knew that his theory was so preposterous that no court would support it.  Consider these two paragraphs from the indictment:

"94.  Also on January 4, when Co-Conspirator 2 [Eastman] acknowledged to the Defendant's Senior Adviser that no court would support his proposal, the Senior Adviser told Co-Conspirator 2, 'You're going to cause riots in the streets.'  Co-Conspirator 2 responded that there had previously been points in the nation's history where violence was necessary to protect the republic.  After that conversation, the Senior Advisor notified the Defendant that Co-Conspirator 2 had conceded that his plan was 'not going to work.'"

"95.  On the morning of January 5, at the Defendant's direction, the Vice President's Chief of Staff and the Vice President's Counsel met again with Co-Conspirator 2.  Co-Conspirator 2 now advocated that the Vice President do what the Defendant had said he preferred the day before: unilaterally reject electors from the targeted states.  During this meeting, Co-Conspirator 2 privately acknowledged to the Vice President's Counsel that he hoped to prevent judicial review of his proposal because he understood that it would be unanimously rejected by the Supreme Court.  The Vice President's Counsel expressed to Co-Conspirator 2 that following through with the proposal would result in a 'disastrous situation' where the election might 'have to be decided in the streets.'"

The next day--January 6--Eastman spoke to the crowd outside the White House purporting to give them a legal theory to justify overturning the election.  Trump followed him by endorsing this and identifying Eastman as "the number one, or certainly one of the top, Constitutional lawyers in our country" (par. 104).

The crowd then began marching to the Capitol building, and when they heard that the Vice President had refused to overturn the election, they began chanting "Hang Mike Pence."

 

Wednesday, March 05, 2025

The Chimpanzee Politics of Trump's "Unitary Executive Theory," Part Two

 FDR, Nixon, Ford, and Reagan

In the 1930s, Franklin Roosevelt continued the expansion of federal administrative power that the Progressives had begun, but he also tried aggressively to bring that administrative apparatus under the control of a unitary executive.  For example, when he saw that a member of the Federal Trade Commission--William Humphrey--was impeding his New Deal policies, he repeatedly asked him to resign.  When Humphrey refused, Roosevelt fired him, even though he was serving a fixed term set by Congress with the legislative stipulation that he could be dismissed only for "inefficiency, neglect of duty, or malfeasance in office."  Roosevelt fired him for purely political reasons.

Roosevelt also proposed to the Congress a plan for reorganizing the executive branch to concentrate control in the office of the president.  The plan included abolishing the Civil Service Commission and moving the independent regulatory commissions into the regular executive departments.

Both the Supreme Court and the Congress rebuffed Roosevelt's efforts to strengthen the unitary executive.  In Humphrey's Executor v. U.S. (1935), the Court ruled that Roosevelt's firing of Humphrey was illegal because officials of quasi-legislative or quasi-judicial agencies established by Congress could only be removed for the nonpartisan reasons set by Congress.  (Recently, Trump's Acting Solicitor General Sarah Harris has notified Congress that the Department of Justice will ask the Supreme Court to overturn Humphrey's Executor as an unconstitutional constraint on the President's executive power to fire anyone in the executive branch.)

The Congress rejected Roosevelt's plan for reorganizing the executive branch.  The Congress did pass a compromise plan that gave the President only limited authority to reorganize the executive branch on his own.

Another attempt to expand presidential power over the executive branch was initiated by Richard Nixon.  He entered the White House in 1969 as a conservative Republican facing a Congress controlled by the liberal Democrats and surrounded by administrative institutions that had been recently expanded by Lyndon Johnson's Great Society programs.  The Democrats controlled both Houses of Congress throughout Nixon's two terms.  He resented the administrative state as an impediment to his presidential leadership.  He insisted: "I don't believe that civil service is a good thing for the country."  He tried to push his political loyalists deep into the federal bureaucracy.  He impounded funds appropriated by Congress when this congressional spending was contrary to his own policies.  When he won reelection by a landslide in 1972, he argued that this showed a popular mandate for the expansion of his presidential power over the bureaucracy.  In trying to establish what Richard Nathan (1975) called an "Administrative Presidency," Nixon was foreshadowing what Trump is trying to do right now.

But all of this was brought to an end by the Watergate scandal and by the exposure of Nixon's attempts to cover-up the White House's involvement in the Watergate burglary, the exposure coming from a secret informant in the executive branch (called "Deep Throat") who passed information to reporters for the Washington Post.  Nixon was forced to resign in 1974 to avoid being impeached by Congress.  Many of the people involved in the Watergate burglary and cover-up were sent to prison.

Congressional revulsion with the Watergate scandal and everything surrounding it spurred Congress into enacting a long series of laws over the next fifteen years designed to constrain administrative presidentialism and increase congressional oversight of the executive branch.  This included laws establishing an Inspector General in many executive departments and agencies.  The Inspector General was granted investigatory powers to look for waste, fraud, and abuse of power, with responsibilities to report to Congress regularly.  (On January 24 of this year, Trump fired 17 IGs by email in violation of the legal requirement that the president give Congress a 30 day advance notice.)

The Congress also passed laws giving protection to whistleblowers, so that civil servants can alert Congress to wrongdoing without fear of being punished by their supervisors.

The Ethics in Government Act of 1978 allowed for the creation of independent prosecutors to investigate and prosecute abuses of executive power.

Coming in the wake of the Watergate scandal, these new congressional restraints on executive power provoked the elaboration of a unitary theory of the executive, beginning in the administration of Gerald Ford and continuing in Ronald Reagan's administration.  Ford felt particularly vulnerable because he came into office after Nixon's resignation without ever having run for the presidency, so he could not claim the authority of having won a popular election.  His only line of defense was to appeal to the power of the presidency as established in Article II of the Constitution to be separated from the legislative and judicial powers.  Ford's advisors--such as Dick Cheney, Donald Rumsfeld, and Antonin Scalia--urged him to interpret Article II as a broad grant of power to the presidency that could resist congressional interference in the Executive Branch (Shane 2006).

Scalia had been nominated by Nixon to be Assistant Attorney General for the Office of Legal Counsel.  He was nominated again by Ford and confirmed shortly after Ford took office.  One of his first acts was to advise Ford to veto some amendments to the Freedom of Information Act because they would infringe the power of the President to protect the secrecy of classified information in the intelligence agencies and the FBI.  Congress overrode the veto by a vote of 371 to 31 in the House and 65 to 27 in the Senate.  This was one of many examples of the Congress's aggressive attacks on the prerogatives of the President.  Scalia repeatedly testified before Congress defending Ford's invocation of executive privilege in withholding documents from Congress.

This battle between Congress and the President was renewed during Reagan's two terms.  When congressional Democrats used their power to impede Reagan's agenda, Republican legal thinkers began looking for ways to interpret the Constitution as giving Reagan the power as president to achieve his goals without congressional approval.  They developed the unitary executive theory to support the claim that Article II of the Constitution gave the President the exclusive power over the Executive Branch that could not be constrained by Congress.

This became one of the ideas advanced by the conservative legal movement that emerged during Reagan's presidency as led by the Federalist Society, which was founded in 1982.  Scalia was one of the founding leaders of the Federalist Society.  His career as a federal judge began when Reagan appointed him to the U.S. Court of Appeals for the D.C. Circuit in 1982.  Then, in 1986, Reagan appointed Scalia to the Supreme Court.  Two years later, he wrote his dissenting opinion in Morrison v. Olson, which became the classic statement of the unitary executive theory.


Morrison v. Olson

The case of Morrison v. Olson (1988) presents the question of the constitutionality of the independent counsel provisions of the Ethics in Government Act of 1978.  When this law was passed, the Democrats controlled both Houses of Congress and the Presidency (Carter).  The purpose of the law was to allow for the appointment of special prosecutors who would be independent of the President in investigating and prosecuting high-ranking government officials for violations of federal criminal laws, which could include the President himself.  

This law was passed to prevent something like President Nixon's "Saturday Night Massacre" of October 20, 1973.  Over this one day, Nixon ordered Attorney General Elliot Richardson to fire Watergate Special Prosecutor Archibald Cox, but Richardson refused and resigned immediately.  Nixon then ordered Assistant Attorney General William Ruckelshaus to fire Cox.  But Ruckelshaus also refused and resigned.  Finally, Nixon issued his order to the third ranking person in the Department of Justice--Solicitor General Robert Bork--who carried out the order and did not resign.  The public outcry against this made it the turning point in the Watergate scandal.  The impeachment process began ten days later.  Leon Jaworski was appointed as the new Special Prosecutor on November 1.  Nine months later, Nixon was forced to resign on August 8, 1974.

As required by the Ethics in Government Act, whenever the Attorney General receives information about the possibility that a high government official has violated a Federal criminal law, he must investigate this and report his findings to a special court called the Special Division, which consists of three circuit court judges or justices appointed by the Chief Justice of the United States.  If the Attorney General determines that there are "no reasonable grounds" to believe that further investigation is warranted, then the Special Division has no power to appoint an independent counsel.  But if the Attorney General decides that there are "reasonable grounds" for an investigation, then he must apply to the Special Division for an appointment of an independent counsel; and the Special Division must then appoint an appropriate person as the independent counsel.

An independent counsel can be removed from office either by impeachment and conviction by Congress or by the Attorney General but "only for good cause, physical disability, mental incapacity, or any other condition that substantially impairs the performance of such independent counsel's duties."

The Ethics in Government Act also provides for congressional oversight of the independent counsel.  The Act gives certain congressional committee members the power to request that the Attorney General apply for the appointment of an independent counsel, but the Attorney General can turn down this request if he determines that "there are no reasonable grounds to believe that further investigation or prosecution is warranted."  Once an independent counsel is appointed, the "appropriate committees of Congress" are given oversight jurisdiction over the official conduct of the independent counsel, who is required to cooperate with Congress in the exercise of his jurisdiction.

The case of Morrison v. Olson illustrates how this Act works in practice.  In 1982, two Subcommittees of the House of Representatives issued subpoenas directing the Environmental Protection Agency to produce certain documents related to the enforcement of the "Superfund Law."  Acting on the advice of the Department of Justice, President Reagan ordered the Administrator of the EPA to invoke executive privilege to withhold certain documents.  Eventually, the administration agreed to give the House Subcommittees limited access to the documents.

In 1983, the House Judiciary Committee began an investigation into the role of the Department of Justice in this controversy over the EPA documents.  In 1985, the majority members (Democrats) of the Judiciary Committee published a report on the investigation, which included the charge that Theodore Olson, the Assistant Attorney General for the Office of Legal Counsel, had given false and misleading testimony under oath to Congress, which is a federal crime.  This report was sent to the Attorney General (Edwin Meese) with a request that he seek the appointment of an independent counsel to investigate charges against Olson and two others in the Department of Justice.  The Attorney General decided to ask for that appointment.  In 1986, the Special Division appointed Alexia Morrison as the independent counsel.

In 1987, Morrison caused a grand jury to issue and serve subpoenas on Olson and the other two being charged.  Olson and the other two moved in Federal District Court to quash the subpoenas, claiming that the Act's independent counsel provisions were unconstitutional and therefore that Morrison had no authority to proceed.  The Federal District Court upheld the Act's constitutionality.  But the Court of Appeals reversed, holding that the Act violated the Appointments Clause of the Constitution, Art. II, sec. 2, cl. 2; the limitations of Art. III; and the principle of separation of powers by interfering with the President's authority under Art. II.

In an 7-1 decision, the Supreme Court upheld the constitutionality of the Act, with Chief Justice William Rehnquist writing the opinion of the Court.  Justice Kennedy did not take part in the case.

The majority gave three reasons for their decision.  First, the Act does not violate the Appointments Clause in vesting the appointment of independent counsel in the Special Division, because Olson and the other two being charged are "inferior" officers for the purposes of the Clause, which states that "the Congress may by Law vest the Appointment of such inferior Officers, as they think proper, in the President alone, in the Courts of Law, or in the Heads of Departments."

Second, the powers vested in the Special Division do not violate Article III, because the power to appoint independent counsel derives from the Appointments Clause, which is a source of authority for judicial action that is independent of Article III.

Third, the Act does not violate separation of powers by improperly interfering with the functions of the Executive Branch, because while the legislative, executive, and judicial powers are separated, they cannot be totally separate and distinct from one another--checks and balances require "a partial mixture of powers" (as Madison explained in Federalist Number 47).


Scalia's Dissent

Remarkably, Scalia was the only dissenter in this case.  His dissent was also remarkable because he was disagreeing with Rehnquist despite the fact that Rehnquist and Scalia agreed in their conservative ideology and their conservative jurisprudence of originalism.  

Scalia's dissent proved remarkable in another way--in that it became the most influential statement of the theory of the unitary presidency, so influential that in recent years, the conservative justices on the Roberts Court have adopted his arguments, to the point that some observers of the Court are predicting that the Court will appeal to Scalia's theory of the unitary presidency in upholding Trump's dictatorial view of his presidential powers.

But I see Scalia's dissenting opinion in Morrison as clear evidence that Scalia was a spurious originalist:  despite his insistence that he always followed the original meaning of the law--both in the Constitution and in statutory law--his dissenting opinion ignores the original meaning of the constitutional text, and he rewrites the text by adding his own words, so that it appears to support his ideological commitment to the unitary presidency.

This is evident in his primary argument about the meaning of Article II, sec. 1, cl. 1, of the Constitution: "The executive Power shall be vested in a President of the United States."  Scalia insists: "this does not mean some of the executive power, but all of the executive power," and therefore the President must have complete control over the entire Executive Branch, and neither the Congress nor the courts can ever exercise any kind of executive power.  

The powers of an independent prosecutor are clearly executive powers, and therefore the President must have total control over the appointment and removal of an independent prosecutor.  Consequently, the Ethics in Government Act is unconstitutional in insulating an independent prosecutor from the power of the President.  (By implication, then, Scalia was arguing that Nixon's ordering the firing of Cox as Special Prosecutor was a constitutional exercise of his presidential power over the Executive Branch.)

All of this depends on Scalia's claim that the vesting of the executive power in the President means "all of the executive power."  He repeats this five times in his opinion, and in three of those, he italicizes the word all (705, 709, 715, 729, 734).  But notice that the word all does not appear in the executive vesting clause: "The executive Power shall be vested in a President of the United States."

As some constitutional commentators have noted, the Constitution uses the word "all" eleven times to denote exclusivity or indefeasibility (Shugerman 2022).  For example: "All legislative Powers herein granted shall be vested in a Congress of the United States, which shall consist of a Senate and House of Representatives" (Art. I, sec. 1).  It also uses the words "exclusive" (2 times), "sole" (2 times), and "alone" (1 time) to denote exclusivity or indefeasibility.  For example: "The House of Representatives . . . shall have the sole Power of Impeachment" (Art. I, sec. 2, cl. 5).

Clearly then, if the constitutional framers had wanted to vest the executive power exclusively or indefeasibly in the President, they would have used one of these words.  But they did not.  Scalia is silent about this.

He is also silent about the Constitution's grant of the supreme powers over the national government to the Congress.  The Congress is given various enumerated powers that include some executive powers that had belonged to the British monarch such as the power to declare war (Art. I, sec. 8).  But the Congress is also given the power "to make all Laws which shall be necessary and proper for carrying into Execution the foregoing Powers, and all other Powers vested by this Constitution in the Government of the United States, or in any Department or Officer thereof" (Art. I, sec. 8, cl. 18).  Notice what this means:  Congress has the power to make all the laws for the execution of all the powers vested in the government of the United States.  So the execution of all the powers of every department or officer in the Executive Branch will depend upon congressional legislation.  For example, the existence of the Department of Justice and its officers will be determined by congressional legislation.

That this congressional power over the Executive Branch includes the legislative procedures for appointing executive officers is made clear by the Appointments Clause:  

[The President] shall have Power, by and with the Advice and Consent of the Senate, to make Treaties, provided two thirds of the Senators present concur; and he shall nominate, and by and with the Advice and Consent of the Senate, shall appoint Ambassadors, other public Ministers and Consuls, Judges of the supreme Court, and all other Officers of the United States, whose Appointments are not herein otherwise provided for, and which shall be established by Law: but the Congress may by Law vest the Appointment of such inferior Officers, as they think proper, in the President alone, in the Courts of Law, or in the Heads of Departments. Art. II, sec. 2, cl. 2.

In the preceding clause, the Constitution stipulates that the President "may require the Opinion, in writing, of the principal Officer in each of the executive Departments, upon any Subject relating to the Duties of their respective Offices."  So the Constitution distinguishes between "principal officers," who are nominated by the President and confirmed by the Senate, and "inferior officers," whose appointment is vested by Congress in the President alone, in the courts, or in the Heads of Departments.  Distinguishing between the "principal officers" and the "inferior officers" is mostly left up to the Congress.  Therefore, in the Ethics in Government Act, the Congress exercised its constitutional power to vest the appointment of an independent prosecutor as an inferior officer in the Special Division as a court of law.

This supports Rehnquist in his only comment on Scalia's dissenting opinion.  "The dissent says that the language of Article II vesting the executive power of the United States in the President requires that every officer of the United States exercising any part of that power must serve at the pleasure of the President and be removable by him at will."  But this "depends upon an extrapolation from general constitutional language which we think is more than the text will bear."  So, Scalia is not really a textualist after all.  Because the text of the Constitution--particularly, the Appointments Clause--clearly gives to Congress the power to limit and regulate the removal of inferior officers by such laws "as they think proper" (689-90).

But despite this clear language of the constitutional text that supports the constitutionality of the Ethics in Government Act, Scalia insisted that the Act was unconstitutional because it violated the constitutional principle of separation of powers.  Now, the words "separation of powers" never appear in the text of the Constitution.  Nevertheless, the mere fact that the Constitution begins with the Legislative Article I, the Executive Article II, and the Judicial Article III suggests the separation of these three powers.  And yet Scalia is clearly wrong in assuming that this requires a complete and absolute separation because the Constitution stipulates some mixing of the three powers.  For example, the President's power to veto legislation passed by Congress is a legislative power.  And the Congress controls the Executive Branch by legislatively creating and regulating most of the executive offices and departments.

To prove that the constitutional separation of powers really does require a complete and absolute separation of the three powers, Scalia begins his opinion by quoting a passage from the Massachusetts Constitution of 1780:

In the government of this Commonwealth, the legislative department shall never exercise the executive and judicial powers, or either of them: The executive shall never exercise the legislative and judicial powers, or either of them: The judicial shall never exercise the legislative and executive powers, or either of them: to the end it may be a government of laws and not of men.

Scala then cites James Madison's Federalist Number 47 as endorsing this "political truth" of the separation of powers as necessary for securing liberty.  Scalia does not tell his reader, however, that just after quoting this passage from the Massachusetts Constitution about separation of powers, Madison remarks: "In the very Constitution to which it is prefixed, a partial mixture of powers has been admitted" (Hamilton, Madison, and Jay 1961: 327-28).  Madison saw this as confirming what Montesquieu and other proponents of the separation of powers have always understood--that checks and balances require some "partial mixture of powers" so that each power can check the other two powers.

That's why the Constitution's vesting of the executive power in the President is not an exclusive or indefeasible vesting of all executive power in the President alone.

But even if the executive vesting clause of the Constitution (the first sentence of Article II) does not support the theory of the unitary executive.  The proponents of the unitary executive can fall back to two more arguments based on the Faithful Execution Clauses of Article II and the "Decision of 1789."

The Constitution twice imposes a duty of faithful execution on the President.  He "shall take Care that the Laws be faithfully executed" (Art. II, sec. 3).  The president must also take a special oath or affirmation: "I do solemnly swear (or affirm) that I will faithfully execute the Office of the President of the United States, and will to the best of my Ability, preserve, protect and defend the Constitution of the United States" (Art. II, sec. 1, cl. 8).  According to the advocates of the unitary presidency, one or both of these clauses give the president the power to act outside the law to defend the nation in times of emergency, and to refuse to execute statutory laws that he regards as unconstitutional or bad policy.

But scholars who have studied the textual roots of these clauses from medieval England, through colonial America, and up to the constitutional ratification debates have found that this language of "faithful execution" imposed three duties on officeholders: "(1) a duty not to act ultra vires, beyond the scope of one's office; (2) a duty not to misuse an office's funds or take unauthorized profits; and (3) diligent, careful, good faith, honest, and impartial execution of law or office" (Kent, Leib, and Shugerman 2019: 2112).  If this is the original meaning of "faithful execution," then the proponents of the unitary executive are wrong to claim that this language gives the President the power to violate the laws of Congress and the Constitution.

And yet there is still another argument for the unitary executive that appeals to what has been called the "Decision of 1789."  In Seila Law LLC v. Consumer Financial Protection Bureau (2020), the majority of the Roberts Supreme Court declared that the tenure protection for the Director of the CFPB--the President could remove him only for "inefficiency, neglect of duty, or malfeasance in office"--was an unconstitutional violation of the separation of powers.  In their reasoning for this conclusion, they largely adopted Scalia's arguments in his Morrison dissent.  They claimed that the President's unrestricted removal power was confirmed by history--particularly in the decision of the First Congress in 1789 recognizing that "the executive power included a power to oversee executive officers through removal" (Seila L., 140 S. Ct. at 2183, at 2197 [2020]).  The only evidence they gave for this was a Letter from James Madison to Thomas Jefferson (June 30, 1789).

But scholars who have studied the records of the debates in the First Congress (1789-1790) have found that the majority in the House and Senate never agreed that the Constitution gave the President an unrestricted removal power.  After a long debate, the First Congress did ultimately allow the President a unilateral removal power over the Secretaries of Foreign Affairs, War, and Treasury.  But while a small minority seemed to believe that this grant of removal power came from Article II of the Constitution, many in the Congress believed this to be a congressional grant of removal power (Chabot 2022; Shugerman 2023).  The reason for this disagreement is that the Constitution is silent on this question: assigning the President a plenary removal power appears nowhere in the Constitution.

There were at least four factional groups in the debate in the First Congress over the removal power.  The "impeachment only" faction believed that the only constitutional power for removing executive officers was congressional impeachment.  The "senatorial" faction believed that since the Constitution required the President's appointments to be approved by the Senate, this implied that the President's decision to remove a superior officer would have to be approved by the Senate.  The "congressional" faction believed that any removal power of the President would have to be delegated to him by the Congress, and thus it was a matter of discretion for the Congress to say upon what terms an office could be held.  And, finally, the "presidential" faction believed that the President's removal power was implicitly given to him by Article II of the Constitution.

There is some evidence that these disagreements over the interpretation of the Constitution arose from different individuals having different political agendas.  So, for example, those individuals whose political careers might be tied to President Washington's administration might argue for expansive presidential powers.


The First Congress Established Independent Regulatory Structures

In his dissent, Scalia asserted: "It is not for us to determine, and we have never presumed to determine, how much of the purely executive powers of government must be within the full control of the President.  The Constitution prescribes that they all are" (709).  The First Congress did not agree to this claim--that all the executive powers of government are "within the full control of the President."  The clearest evidence for their rejecting this claim is that the Congress established many independent regulatory structures in the Executive Branch that were insulated from "the full control of the President."

Consider, for example, the Sinking Fund Commission that was established by Congress in 1790.  "Like the Federal Reserve, the Commission conducted open market purchases of U.S. securities with substantial independence from the President" (Chabot 2020: 1).  Contrary to what Scalia claimed, the American Founders in the First Congress did not believe that Article II of the Constitution required that the Sinking Fund Commission should be under the "full control of the President."

In 1790, the Congress asked Alexander Hamilton (the Secretary of the Treasury) to devise a plan to repay the nation's debt.  He submitted a report that outlined a plan for refinancing state and federal debts.  Part of that plan was a proposal was a sinking fund that would repay debt through open market purchases of U.S. securities.  He proposed that this sinking fund would be administered by a Sinking Fund Commission of five members--the Vice President of the United States or President of the Senate, the Speaker of the House of Representatives, the Chief Justice, the Secretary of the Treasury, and the Attorney General of the United States.  Three or more of these five could decide to discharge public debt through open market purchases of U.S. securities.  

This executive agency was almost completely independent of the President.  He could not directly determine their decisions.  He had the power of removal over the two cabinet members--the Secretary of the Treasury and the Attorney General.  But the other three members could not be removed by the President.

On August 12, 1790, the First Congress passed the Sinking Fund Act, which was an altered version of Hamilton's plan.  The Sinking Fund Commission had five members: the Vice-President (John Adams), the Chief Justice (John Jay), the Secretary of State (Thomas Jefferson), the Secretary of the Treasury (Alexander Hamilton), and the Attorney General (Edmund Randolph).  Purchases required the agreement of three or more of the five members and the approval of the President.

While Hamilton's proposal would have made the Commission completely independent of the President, the alterations made by Congress gave the President more but not complete power over the Commission.  The President could not force his will onto the Commission, although he could veto their decisions by withholding his approval.

Three features of the independent structure of the Commission allowed the members to check the President and check one another rather than simply carrying out the will of the President.  First, two of the members--the Vice President and the Chief Justice--could not be removed or replaced by the President.  This violates the unitary presidency, which requires that executive officers be removable at the pleasure of the President.  Second, the President could not force the Commission to obey his commands by removing a cabinet member, because then the deciding third vote would go to the Vice President or the Chief Justice, who are both independent of the President.  Third, the multimember structure of the Commission prompted the members to check one another instead of carrying out the wishes of the President.  Indeed, Jefferson and Hamilton were already political rivals by 1790; and they often disagreed about the Commission's decisions.

The Sinking Fund Commission is only one of many examples of how the First Congress created independent regulatory structures in the Executive Branch that were not under the complete control of the President, which contradicts the unitary executive theory.  Christine Kexel Chabot (2022) has found 71 examples of statutory provisions in the work of the First Congress that create independent executive structures that foster countervailance--power checking power--beyond the control of the President.

Some of these statutory provisions require multiple officers to check each other.  For instance, in the Treasury Act of September 3, 1789, we see: "Officers in the Treasury Department retained financial incentives to turn in other officers who obtained any extralegal 'emolument or gain for negotiating or transacting any business' of all the Department.  Treasury officers who provided 'information' leading to conviction of their peers were entitled to a $1500 share of penalties" (Chabot 2022: 199).

Other statutory provisions enlisted private parties and judges to police executive officers.  For instance, in the Collection Act of July 31, 1789, we see: "Private informers could recover bounties upon conviction of customs officers.  The award to private informers applied in 'all cases' where amounts were recovered 'in pursuance of information given' by the informer" (Chabot 2022: 201).

These laws enacted by the First Congress dispersed executive decisions amongst multiple officers in ways that created a system of checks and balances within the Executive Branch, which denies Scalia's claim that "all" the executive powers must be under the full and direct control of the President

Here and in the previous post, I have argued that to understand the evolutionary science of government through countervailing or balanced powers, we need to understand the natural history and cultural history of governmental countervailance.   

But we also need to understand the biographical history of the individuals who debate the meaning of separation of powers with checks and balances.  That will be the subject for my next post on how the individual history of Scalia and Trump shaped their commitment to the unitary executive theory.