Both Friedrich Hayek and Paul Rubin have argued that the liberal social order has emerged through a process of evolution as more adaptive than any other social order. Both Hayek and Rubin have been challenged by some critics who argue that classical liberalism is actually maladaptive in reducing genetic fitness, and that ethnic nationalism is more adaptive in maximizing genetic fitness. This
argument has become part of the new wave of ethnic
nationalism that has recently been rising in various parts of the world.
Hayek’s
argument is that through a process of selective cultural group evolution, the
market order has shown its evolutionary superiority to the alternatives by
producing the explosive growth in population and wealth of the past 200
years. Some of his critics do not dispute the growth in wealth coming
from the market order of expanding global trade and specialization. But they do dispute the claim
that market liberalism shows its adaptive superiority in producing growth in
population.
The
demographic transition—the drop in fertility rates among wealthy people in
liberal societies that began to appear at the end of the 19th
century—is said by Hayek's critics to show that market
liberalism is maladaptive because it reduces reproductive fitness relative to
those illiberal groups with higher fertility rates.
Hayek
recognized that the demographic transition could slow the growth in population
among wealthy people in liberal societies (The
Fatal Conceit, 125, 128). But he did
not see this as weakening his argument for the adaptive superiority of market
orders in producing population growth.
After all, population can still grow even if the rate of growth has slowed.
And even if the fertility rate of wealthy people in liberal societies
declines, the population of those societies could still grow because those
societies will attract immigrants (Law,
Legislation, and Liberty, vol. 3, p. 159).
The
response of the critics has been to argue that there are two reasons
why the mass immigration of outside groups into liberal societies is
evolutionarily harmful to those liberal societies:
One is that, as
ethologist Frank Salter (2004, 2007) explained, in his critique of Rubin, the mass migration from groups
into other groups reduces the relative fitness of the receiving
population. Second, differential birth
rates potentially biased in favour of newcomers can itself constitute a form of
group selection against the original group. Ultimately, if reproductive fitness
is the measure of success in the evolutionary process, there is no equally
suitable replacement for sheer reproduction.
According to ethnic nationalists like Salter, market liberalism is maladaptive for two reasons. People in liberal societies tend to have low fertility rates, and liberal societies tend to have open borders that allow the immigration of outside groups with high fertility rates. If this continues into the future, eventually the native ethnic groups in liberal societies will become small minority groups, or they will go completely extinct.
So,
for example, Salter warns that liberal globalism is not adaptive for Americans,
because if unrestrained immigration of non-European people continues, America’s
majority white population will eventually become a minority, and America will
change from being a nation state to being an ethnically plural state. This shows that liberal globalism is
maladaptive, because liberal ethnic groups have lower reproductive fitness than
illiberal ethnic groups.
The
alternative, Salter argues, is “universal nationalism”: every ethnic group
should have a right to its own national homeland in which it practices ethnic
nepotism—discriminating in favor of its own ethnic identity, so that each
ethnic group would pass on its genes to the next generation of people living in
its homeland. The success of ethnic
nationalism would depend on two policies: promoting high fertility in the
native ethnic group and restricting the immigration of outside ethnic
groups.
Rubin has responded to Salter. Like
Hayek, Rubin makes an evolutionary argument for classical liberalism. He claims that modern liberal societies
satisfy the preferences or desires of their citizens better than any other
social order that has appeared in human history, and that evolutionary science
can show that those desires belong to the evolved human nature that evolved to
maximize fitness in the environments of evolutionary adaptation that prevailed
among our Paleolithic foraging ancestors.
Thus, Rubin starts with the standard assumption of economists that human
beings desire to maximize utility. But
his novelty is in arguing that human utility functions have evolved by natural
selection, and therefore evolutionary science can explain and clarify the
formation of those utility functions.
But
while our natural human desires originally evolved to maximize reproductive
fitness in the environments of evolutionary adaptation, Rubin argues, there is
no reason to believe that those desires will always maximize fitness in the
circumstances of modern life. So, for
example, we can assume that the desires for sexual mating and parental care
originally evolved as part of the human nature of our evolutionary ancestors
because those desires tended to maximize fitness in ancient environments. But in modern environments, those desires
might not maximize fitness.
Like
all animals, human beings must decide how many offspring to produce and how
much to invest in each offspring, and that decision requires trade-offs that
depend upon the socioecological circumstances in which they live. Throughout most of human history, most human
beings lived in a world of poverty and high infant mortality, in which it was
adaptive for parents to produce many offspring, while investing few resources
in each, so that the quantity of offspring was favored over quality. But in a modern world of wealth and low
infant mortality, and a world where high levels of education and training are
important for social success, parents might want to produce few children in
which they can invest a lot in the education and training of those children;
and those parents might also want to delay reproduction in order to have more
time to invest in their careers.
By
the beginning of the twentieth century, almost all adults in the liberal societies
had learned to read, which had never happened in human history. Now, increasing numbers of people are going
to college and professional schools for the education necessary to be
successful in societies where social and economic success requires high levels
of training and cognitive talent. This
makes children very costly for parents who want to invest heavily in the
education of their children, and as the cost of children rises, the demand for
children declines. This can produce small families with low fertility rates
that can fall below the levels necessary for replacement.
People
desire to increase the likelihood that they and their children will be socially
and economically successful, even when this results in low fertility rates that
do not maximize reproductive fitness. In
other words, people desire sexual mating, parental care, wealth, social status,
and other goods; but they don’t desire reproductive fitness. A liberal social order is better than any
other social order in allowing people to satisfy their natural desires, but in
doing that, it does not necessarily maximize reproductive fitness.
Salter
seems to agree with Rubin that modern liberal
societies largely succeed in satisfying the natural desires of their citizens. But Salter believes that these
desires are mistaken, and that people are incorrect in not desiring
reproductive fitness. Salter concedes
this point when he laments that ethnic nepotism is not instinctive, and
therefore serving ethnic genetic interests requires artificial cultural
strategies devised by modern scientific reasoning, and that no ethnic state has
ever succeeded in securing an adaptive ethnic group strategy. Salter admits that in protecting their
genetic interests in modern states, “humans can no longer rely on their
instincts” (On Genetic Interests, 28).
Salter
identifies various “ethnic states” in the modern world, but he admits that “no
state yet developed has reliably kept its promise as an adaptive ethnic group
strategy” (221), which includes “the best known modern ethnic state”—Nazi
Germany (231). None of the ethnic states
he mentions have succeeded in raising the total fertility rate of its ethny. The drop in the total fertility rate for
native Germans continued under the Nazis, and the Germans have had one of the
lowest fertility rates for any population in the world. Other modern ethnic states that Salter
mentions—such as Malaysia—show the same failure to raise fertility rates. Malaysia provides special protection for the
Malay majority at the expense of the Chinese and Indian minorities, and yet the
total fertility rate for Malays has fallen below replacement levels.
It’s
not clear what policies ethnic nationalists would have to promote to raise
fertility rates. Should they impose
severe tax penalties on those couples who do not produce lots of children? Is this the kind of illiberal policy that
ethnic nationalism would require to maximize the genetic fitness of the ethny?
The
success of the multiethnic liberal culture is manifest in the passage by white
American legislators of the U.S. Immigration and Nationality Act of 1965, which
eliminated the national origin and racial restrictions on immigration,
including restrictions on immigration from Africa and Asia. The American ethnic nationalists would have
to overturn this act.
When
ethnic nationalists warn that a liberal culture must inevitably lead any ethnic
group that adopts that culture to below replacement levels of fertility that
will bring the extinction of that group, they assume that steep declines in
fertility rates are never reversed. In
fact, that is not true. Some of the
lowest fertility rates appeared in Europe and the United States in the 1930s,
but this was followed by the post-World War Two rise in fertility rates (the
“baby boom”). Beginning in the late
1960s, the rates began another steep decline.
But in recent years, there has been some evidence that as societies move
into the very highest levels of human development—as measured by long life
expectancy, great wealth, and high levels of education—the declining trend in
fertility is reverse. Recently, Sweden
and some other highly developed societies have shown this, although the
increase in fertility is still not up to replacement levels (see Mikko Myrskyla
et al., “Advances in Development Reverse Fertility Declines,” Nature 460 [6 August 2009]: 741-43.)
For
me, this shows that the natural human desire for children and parental care
will always assert itself, although parents in the socioeconomic circumstances
of modern liberal societies will often prefer to invest heavily in fewer
children, which can reduce reproductive fitness.
REFERENCES
Paul H. Rubin, Darwinian Politics: The Evolutionary Origin of Freedom (New Brunswick, NJ: Rutgers University Press, 2002).
Paul H. Rubin, "Utility, Fitness, and Immigration: Reply to Salter," Journal of Bioeconomics 9 (2007): 53-67.
J. Philippe Rushton, "Ethnic Nationalism, Evolutionary Psychology, and Genetic Similarity Theory," Nations and Nationalism 11 (2005): 489-507.
Frank K. Salter, "Estimating Ethnic Genetic Interests: Is It Adaptive to Resist Replacement Migration," Population and Environment 24 (2002): 111-40.
Frank K. Salter, On Genetic Interests: Family, Ethny, and Humanity in an Age of Mass Migration (New York: Peter Lang, 2003).
J. Philippe Rushton, "Ethnic Nationalism, Evolutionary Psychology, and Genetic Similarity Theory," Nations and Nationalism 11 (2005): 489-507.
Frank K. Salter, "Estimating Ethnic Genetic Interests: Is It Adaptive to Resist Replacement Migration," Population and Environment 24 (2002): 111-40.
Frank K. Salter, On Genetic Interests: Family, Ethny, and Humanity in an Age of Mass Migration (New York: Peter Lang, 2003).
Frank K. Salter, "Is Ethnic Globalism Adaptive for Americans?" Population and Environment 25 (2004): 501-527.
Frank K. Salter, "Proximate and Ultimate Utilities: A Rejoinder to Rubin," Journal of Bioeconomics 9 (2007): 69-74.
3 comments:
This is an excellent post. I wanted to suggest one consideration that has not been properly evaluated:
Setting aside the question of whether liberal states are beneficial (from a reproductive fitness perspective) to the populations that create such states, even with no immigration, are liberal societies capable of sustaining themselves in the long-run?
This question is prompted by the observation that even within liberal societies, the people that benefit the most (from a reproductive fitness perspective) in a liberal society often are incapable of creating or sustaining the liberal society. This is a parallel to differential reproductive rates of immigrants who come from populations that may not be capable of creating or sustaining liberal societies (whether due to IQ or other differences).
If this is true, then your last paragraph does not support your argument as you claim, because while the natural desire for children will re-assert itself, it may result in the production of people who cannot sustain the liberal society that they benefited from, and thus liberal societies do not appear to be stable in the long-run.
I think the true evolutionary stable form of social organization may be the patriarchal family, which is stable regardless of the form of political organization it happens to be located in. Liberal societies appear to best serve human interests but may not be capable of long-run survival as their productive citizens do not reproduce themselves.
I think liberals are less concerned with ethnic survival than are ethnic nationalists in part because they are universalists, in part due to Christian influence. As a consequence they feel happy with the idea of a liberal world where everyone comes to have a better existence, even if their own particular ethnic group diminishes in numbers.
--Les Brunswick
Why is the criterion of "adaptive ethnic strategy" raising fertility rates? Let's take the example of Quebec. If Quebec had surrendered to anglophone business interests in the 1970s, it would have been reduced to a small "French quarter" in Montreal for tourists to visit. Quebec would no longer exist as a French political unit, and the francophones would face the same fate. But because Quebec did defend its ethnic interests, it continues to exist, though birth rates are below replacement. And so? Quebec may be on a trajectory towards extinction (based on birth rates), but at least the ethnic core still exists (and as you note, fertility rates go up and down). Preserving that ethnic core surely has to be considered an "adaptive ethnic strategy," surely more adaptive than the strategy pursued by anglophones in Cameroon, for example.
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