Thomas Aquinas (1225-1274) was the most important philosopher and theologian of the High Middle Ages. Thomistic political thought shows his enduring influence on the history of political thought, particularly in the philosophical interpretation and practical application of his teaching on natural law.
Thomas
was an Italian priest who joined the new Dominican order of the Catholic
Church. He taught at the University of
Paris and elsewhere. Of his many
writings, the best known is his Summa
Theologica (Summary of Theology),
which he wrote as a textbook of theology for young students. After his death, he was canonized by the
Church as a saint; and eventually he was recognized by the Church as an
authoritative source of Christian philosophy and theology.
During
his lifetime, Thomas’s thinking was influenced by three major
controversies. One was the question of
how to reconcile the temporal authority of political rulers and the spiritual
authority of the Church. The second
controversy was whether the pagan philosophy of Aristotle could be harmonized
with Christian theology. The third
controversy was about how the Church should respond to heretical
groups—particularly, the Cathars (or Manicheans)—that claimed to represent a
pure form of Christianity free from the corruption of the Catholic Church.
In
response to such controversies, Thomas’s fundamental teaching was the harmony
between the natural truths known by human reason and the supernatural truths
known by faith in Christian revelation.
A crucial part of this teaching was the idea of natural law.
According to Thomas,
there are four kinds of law. Eternal law
is the law of the universe by which God governs everything as created by
Him. Natural law is that part of the
eternal law that can be known universally by natural reason and natural
inclinations. Human law is constituted
by those particular rules enacted by human lawmakers for particular
communities. Divine law is constituted
by God’s commands in the Bible that guide the conduct of Biblical believers according
to eternal law beyond what could be done by natural and human law.
In explaining natural law,
Thomas indicats that “the order of our natural inclinations ordains the
precepts of the natural law” (ST,
I-II, q. 94, a. 2). There are three
levels in this order of the natural inclinations. At the first level, all substances have a
natural inclination to preserve themselves.
Consequently, whatever preserves human life and avoids threats to human
life is of natural law. At the second
level, human beings share some natural inclinations with some animals,
particularly the inclinations to sexual mating and the rearing of
offspring. This shows, in the words of
an ancient Roman lawyer, that natural right is “what nature has taught all
animals.” At the third level, human
beings have natural inclinations that are proper to their rational nature. “For example, human beings by nature have
inclinations to know the truth about God and to live in society with other
human beings. And so things that relate
to such inclinations belong to the natural law—for example, that human beings
shun ignorance, that they not offend those with whom they ought to live
sociably, and other such things.”
Consequently, “everything to which human beings are inclined by their
nature belongs to the natural law” (ST,
I-II, q. 94, a. 3).
The major themes of
Thomistic political thought can be understood as responses to five prominent
objections to Thomistic natural law coming from the critics of Thomism. The first objection is that Thomistic natural
law is not truly natural because it depends on religious faith in the
supernatural teachings of the Bible. The
second objection is that natural law reasoning commits the naturalistic fallacy
by illogically inferring moral values from natural facts. The third objection is that the fixed
principles of natural law fail to allow for flexibility in judging what is best
for particular individuals in variable social circumstances. The fourth objection is that Thomas was a
medieval monarchist whose political teaching is therefore opposed to modern
liberal democracy as aiming at the securing of individual liberty. The fifth objection is that Thomistic natural
law supports some unreasonable doctrines of the Catholic Church concerning
sexuality, abortion, and marriage.
Reason and Revelation
The first objection arises from the
apparent contrast between reason and revelation. Even if there is a natural inclination “to
know the truth about God,” that is not the same as knowing God. Faithful acceptance of God and of the Bible
as His revelation requires a faith that goes beyond natural reason (ST, II-II, q. 2, aa. 1-2). So if natural law is to be comprehensible by
natural reason alone, natural law should not depend upon religious faith. And yet Thomas often seems to present natural
law as if following natural law depended upon understanding it to be God’s
law. The very term “natural law” would
seem to presume a divine “lawgiver.” This
has provoked Leo Strauss (1953: 163-64) and others to object that a natural law
that depends upon religious faith is not really natural if it assumes faith in
the supernatural, and thus it cannot be known by unassisted natural reason
alone.
Some
Thomists have explained that, indeed, Thomas’s understanding of natural law is
inseparable from his Christian theology.
Fergus Kerr argues: “when Thomas reaches the question of natural law, it
is long after he has put in place his theology of beatitude and virtue; he
takes natural law to be self-evidently participation in divine providence and
always already requiring deeper instruction by the Law of Moses and by ‘the Law
of the Gospel’” (2002: 113).
On
the contrary, other Thomists have argued, natural law must stand on its own
natural ground independently of divine law.
Therefore, Thomas’s natural law is comprehensible by purely natural
reason and experience without any need for faith in the supernatural. Anthony Lisska (1996) takes this position in
interpreting Thomistic natural law as rooted in human nature understood as the
natural biological inclinations of human beings. Thus, Thomistic natural law manifests a
biological understanding that might be confirmed by modern biological science. Thomas thought that “everything is good so far
as it is desirable, and is a term of the movement of the appetite” (ST, I, q. 5, a. 6). If the good is the desirable, and if our
evolved human nature is constituted by a set of natural desires distinctive to
the human species, then those natural desires could be the biological ground
for a natural law that is knowable by natural experience without any need for
religious belief (Arnhart 2001). In his
biological reasoning about natural law, Thomas was influenced by the biological
work of Albert the Great, his teacher at the University of Paris, who wrote a
massive survey of zoology, beginning with Aristotle’s biological writings.
As
an example of such biological reasoning, Thomas explains that marriage is
natural because it satisfies natural desires that human beings share with some
animals (ST, II-II, q. 57, a. 3; suppl.,
q. 41, a. 1). In the Summa Contra Gentiles (SCG), he speaks of the human inclination
to marriage as a “natural instinct of the human species” (3.123). The primary natural end of marriage is to secure
the parental care of children; the secondary natural end is to secure the
conjugal bonding of male and female for a sexual division of labor in the
household. Among some animals, Thomas
observes, the female can care properly for her offspring on her own, and so
there is no natural need for any enduring bond between male and female. For those animals whose offspring do require
care from both parents, however, nature implants an inclination for male and
female to stay together to provide the necessary parental care (SCG, 3.122-23). Just as is the case for those animals whose
offspring could not survive or develop normally without parental care, human
offspring depend upon parents for their existence, their nourishment, and their
education. Even if they do not have
children, however, men and women naturally desire marital union because, not
being self-sufficient, they seek the conjugal friendship of husband and wife
sharing in household life.
The Naturalistic Fallacy
If natural law is rooted in the natural
inclinations that constitute human nature, then natural law reasoning is open
to the objection that it commits the naturalistic fallacy, because it infers
moral values from natural facts. Many
contemporary philosophers have assumed that one cannot logically infer what ought to be from what is.
From the natural fact that human beings desire something, it does not
follow that they ought to desire it.
John
Finnis has argued that this does not refute natural law because natural law is
not inferred from human nature (1980: 33-36).
The basic forms of human good in natural law are grasped by practical
understanding as self-evident and indemonstrable principles, and thus there is
no inference from human nature. Some
defenders of natural law have criticized Finnis for proposing “natural law
without nature.” Finnis has responded by
arguing that while moral norms are grounded
in human nature, these norms are not
inferred from a prior knowledge of human nature. The practical reasonableness of the first principles
of action depends on some rational apprehension of natural inclinations as
good.
Ralph
McInerny suggests another way of responding to the objection that Thomistic
natural law commits the naturalistic fallacy.
Thomas does not absolutely separate facts and values. For Thomas, the good is the desirable. Every purposive human action implicitly
involves the judgment that what we seek to accomplish through this action will
be desirable in the sense of truly perfecting or fulfilling us. Consequently, the judgment that we ought to desire what is truly perfective of us is already
present in any given desire. There is no
purely factual desire separated from prescriptive desire—hence, there is no
fact-value dichotomy.
The Need for Prudence
Does this grounding of natural law in
human nature assume a universal and unchanging human nature? Does this ignore the great variability in the
lives of diverse individuals in diverse societies? This suggests a third objection to Thomistic
natural law—that the fixity of Thomas’s universal principles of natural law
does not allow for flexibility in judging what is best for this individual in this
situation.
Cultural
diversity seems to deny any universal natural law. There seems to be hardly any moral practice
of any society that has not been rejected by some other society. We might conclude, therefore, that everything
is culturally relative, and that there are no moral absolutes.
Thomas
recognizes the need for flexibility in practical judgment, which requires the
virtue of prudence. “The general
principles of the natural law cannot be applied to all men in the same way on
account of the great variety of human affairs, and hence arises the diversity
in the positive laws among various people” (ST,
I-II, q. 95, a. 2, ad 3).
Family law illustrates
this. By nature human beings are
inclined to produce offspring who need prolonged and intensive care by
adults. By custom, societies have
devised diverse ways of organizing the division of labor in caring for the
young. By stipulation, lawmakers specify
the legal rights and duties of parents and children in a particular
community. To be successful these legal
stipulations must respect both natural inclinations and customary practices,
although this leaves the lawmakers free to choose among a wide array of
practicable rules. Thus, natural law
constrains but does not determine customary law and positive law.
Natural Law and Liberal Democracy
One way to achieve moral flexibility in
response to individual variation and cultural diversity is to create a liberal
society that protects individual liberty and cultural pluralism. Individuals can be free to live as they
please in cooperation with other consenting adults so long as they don’t harm
anyone else. Modern liberal democracy
tries to do this by having governments established by the consent of the
governed to secure individual rights.
Critics of Thomism
object, however, that Thomas seems to be hostile to liberal democracy, because
he endorses monarchy as the best form of government, and because he thinks that
the purpose of government is not to protect individual rights but to enforce a
shared morality on the whole community.
Thomists like Jacques
Maritain and Yves Simon have tried to show that Thomas’s teaching is compatible
with modern liberal democracy and with the modern conception of human rights. Some Thomists like John Hittinger (2002:
35-60) have argued, however, that Maritain and Simon fail to find an
unqualified endorsement of pure democracy in Thomas’s writings.
Nevertheless, as
Hittinger and others have suggested (Blythe 1992), one can rightly interpret
Thomas as teaching that the best regime is a mixed government that combines
monarchic, aristocratic, and democratic elements (ST, I-II, q. 105, a. 1). Modern
liberal democratic republicanism belongs to this tradition of mixed government
as the best regime.
Moreover, Thomas is
surprisingly liberal in his argument that it is improper for human law to try
to enforce perfect virtue: “Human law is framed for a number of human beings,
the majority of whom are not perfect in virtue.
Wherefore, human laws do not forbid all vices from which the virtuous
abstain, but only the more grievous vices from which it is possible for the
majority to abstain, and chiefly those that are to the hurt of others, without
the prohibition of which human society could not be maintained. Thus, human law prohibits murder, theft, and
suchlike” (ST, I-II, q. 96, a. 2).
Sexuality, Abortion, and Marriage
A final objection to Thomistic natural
law—perhaps the most contentious one—is that natural law is rendered dubious by
the way it is used by the Catholic Church to justify its doctrines about sexual
behavior, abortion, and marriage. The
Church condemns abortion as murder, and thus contrary to the natural law
principle that innocent life is to be preserved. The Church also condemns non-reproductive
sexual conduct as contrary to the natural law principle that the sexual organs
are naturally oriented to producing children.
Homosexual conduct and homosexual marriage are therefore condemned as
unnatural.
Some Thomists have indicated
that Thomas never condemns intentional abortion as murder. Furthermore, he never says that life begins at
conception, because he agrees with Aristotle that human life begins sometime
after the first month of gestation.
These Thomists argue, however, that if Thomas had had the knowledge of
modern embryology, he would have concluded that human life begins with the
fertilization of a human egg, because that initiates the genetic potential for
a unique human person to develop (Haldane and Lee 2003).
Thomas declares that
life-long monogamous marriage is dictated by natural law, because human
offspring are born dependent on the care of both a mother and a father. And yet Thomas concedes that there are
exceptional cases. A wealthy woman might
rear her children without the help of the father; and a man producing a child
through fornication might provide for the rearing of the child (ST, II-II, q. 154, a. 2; SCG, 3.122.7).
Thomas agrees with the
Biblical condemnation of homosexuality as unnatural (ST, I-II, q. 94, a. 3, ad 2; II-II, qq. 153-54). Homosexual marriage is unnatural in so far as
it cannot achieve the primary natural end of marriage—procreation and parental
care. But homosexual marriage might
achieve the secondary natural end of marriage—conjugal bonding—which is also
true for infertile heterosexual marriages.
Thomistic opponents of homosexual marriage must argue that infertile
heterosexual marriages are still natural marriages, because they are inherently
oriented to producing children, even when they fail to produce any children
(Girgis, George, and Anderson 2010).
Even if one regards
homosexuality as a vice, one might agree with Thomas that it is not the proper
role of human law to enforce perfect virtue, and that human law should be
concerned primarily with prohibiting conduct that is harmful to social order,
such as murder and theft.
Some Thomists assume
that social order requires marriage as a formal, public institution created by
marriage licensing law. But if marriage
really does satisfy some of the deepest natural desires, as Thomas argued, why
could we not privatize marriage just as we have privatized religion, so that
marriage would then stand on its own natural ground independently of
government? In fact, throughout most of
human history, marriage has been an informal social institution based on the consent
of individuals and their families, without any formal licensing by the state or
the church (Koontz 2005). Privatizing
marriage would recognize it as ultimately rooted not in human law or divine law
but in natural law.
References and Suggested Readings
Aquinas, T. (2002) On
Law, Morality, and Politics. Trans. R. J. Regan. Indianapolis, IN: Hackett
Publishing.
Arnhart, L. (2001) “Thomistic Natural Law as Darwinian
Natural Right.” In E. F. Paul, F. D. Miller, and J. Paul (Eds.), Natural Law and Modern Moral Philosophy.
Cambridge: Cambridge University Press.
Blythe, J. M. (1992) Ideal Government and the Mixed Constitution in the Middle Ages.
Princeton, NJ: Princeton University Press.
Finnis, J. (1980)
Natural Law and Natural Rights.
Oxford: Clarendon Press.
Girgis, S., George, R., and Anderson, R. (2010) “What
is Marriage?” Harvard Journal of Law and
Public Policy, 34 (1): pp. 245-287.
Haldane, J., and Lee, P. (2003) “Aquinas on Human
Ensoulment, Abortion, and the Value of Life,” Philosophy, 78: pp. 255-278.
Hittinger, J. (2002) Liberty, Wisdom, and Grace: Thomism and Democratic Political Theory.
Lanham, MD: Lexington Press.
Kerr, F. (2002) After
Aquinas: Versions of Thomism. Malden, MA: Blackwell.
Koontz, S. (2005) Marriage,
a History. New York: Viking.
Lisska, A. J. (1996) Aquinas’s
Theory of Natural Law: An Analytic Reconstruction. Oxford: Clarendon Press.
Maritain, J. (1951) Man and the State. Chicago: University of Chicago Press.
McInerny, R. (1982) Ethica Thomistica: The Moral Philosophy of Thomas Aquinas.
Washington, DC: Catholic University of America Press.
Rommen, H. A. (1998)
The Natural Law: A Study in Legal
and Social History and Philosophy. Trans. T. R. Hanley. Indianapolis, IN:
Liberty Fund.
Simon, Y. R. (1951) Philosophy of Democratic Government. Chicago: University of Chicago
Press.
Strauss, L. (1953)
Natural Right and History.
Chicago: University of Chicago Press.
When you say that marriage was historically "informal," don't you just mean it conformed to customary norms rather than legal (in the modern sense) norms? And doesn't this simply track the general move from customary to more formal modes of law? Can it not be equally said, for instance, that murder was once an "informal" prohibition "punished" by families/clans of the victim? And perhaps, if murder were truly against the natural law, we might re-privatize the sanctions against it?
ReplyDeleteBoth chapters are very good (as I'd expect).
ReplyDeleteI have doubts about how simple it would be to divorce marriage from the positive law without distorting it. See, e.g. http://www.wbonds.blogspot.com/2013/11/on-tying-and-cutting-knots.html